MSI MEG Z690I UNIFY User Manual
Displayed below is the user manual for MEG Z690I UNIFY by MSI which is a product in the Motherboards category. This manual has pages.
Related Manuals
4XLFN6WDUW
4XLFN6WDUW
7KDQN\RXIRUSXUFKDVLQJWKH06,p0(*=,81,)<PRWKHUERDUG7KLV4XLFN6WDUW
VHFWLRQSURYLGHVGHPRQVWUDWLRQGLDJUDPVDERXWKRZWRLQVWDOO\RXUFRPSXWHU6RPH
RIWKHLQVWDOODWLRQVDOVRSURYLGHYLGHRGHPRQVWUDWLRQV3OHDVHOLQNWRWKH85/WRZDWFK
LWZLWKWKHZHEEURZVHURQ\RXUSKRQHRUWDEOHW<RXPD\KDYHHYHQOLQNWRWKH85/E\
VFDQQLQJWKH45FRGH
3UHSDULQJ7RROVDQG&RPSRQHQWV
,QWHOp/*$&38
/*$&38)DQ
''50HPRU\
*UDSKLFV&DUG
6$7$+DUG'LVN'ULYH 6$7$'9''ULYH
3KLOOLSV6FUHZGULYHU
&KDVVLV
3RZHU6XSSO\8QLW
$3DFNDJHRI6FUHZV
7KHUPDO3DVWH
4XLFN6WDUW
6DIHW\,QIRUPDWLRQ
ʈ7KHFRPSRQHQWVLQFOXGHGLQWKLVSDFNDJHDUHSURQHWRGDPDJHIURPHOHFWURVWDWLF
GLVFKDUJH(6'3OHDVHDGKHUHWRWKHIROORZLQJLQVWUXFWLRQVWRHQVXUHVXFFHVVIXO
FRPSXWHUDVVHPEO\
ʈ(QVXUHWKDWDOOFRPSRQHQWVDUHVHFXUHO\FRQQHFWHG/RRVHFRQQHFWLRQVPD\FDXVH
WKHFRPSXWHUWRQRWUHFRJQL]HDFRPSRQHQWRUIDLOWRVWDUW
ʈ+ROGWKHPRWKHUERDUGE\WKHHGJHVWRDYRLGWRXFKLQJVHQVLWLYHFRPSRQHQWV
ʈ,WLVUHFRPPHQGHGWRZHDUDQHOHFWURVWDWLFGLVFKDUJH(6'ZULVWVWUDSZKHQ
KDQGOLQJWKHPRWKHUERDUGWRSUHYHQWHOHFWURVWDWLFGDPDJH,IDQ(6'ZULVWVWUDSLV
QRWDYDLODEOHGLVFKDUJH\RXUVHOIRIVWDWLFHOHFWULFLW\E\WRXFKLQJDQRWKHUPHWDOREMHFW
EHIRUHKDQGOLQJWKHPRWKHUERDUG
ʈ6WRUHWKHPRWKHUERDUGLQDQHOHFWURVWDWLFVKLHOGLQJFRQWDLQHURURQDQDQWLVWDWLF
SDGZKHQHYHUWKHPRWKHUERDUGLVQRWLQVWDOOHG
ʈ%HIRUHWXUQLQJRQWKHFRPSXWHUHQVXUHWKDWWKHUHDUHQRORRVHVFUHZVRUPHWDO
FRPSRQHQWVRQWKHPRWKHUERDUGRUDQ\ZKHUHZLWKLQWKHFRPSXWHUFDVH
ʈ'RQRWERRWWKHFRPSXWHUEHIRUHLQVWDOODWLRQLVFRPSOHWHG7KLVFRXOGFDXVH
SHUPDQHQWGDPDJHWRWKHFRPSRQHQWVDVZHOODVLQMXU\WRWKHXVHU
ʈ,I\RXQHHGKHOSGXULQJDQ\LQVWDOODWLRQVWHSSOHDVHFRQVXOWDFHUWLILHGFRPSXWHU
WHFKQLFLDQ
ʈ$OZD\VWXUQRIIWKHSRZHUVXSSO\DQGXQSOXJWKHSRZHUFRUGIURPWKHSRZHURXWOHW
EHIRUHLQVWDOOLQJRUUHPRYLQJDQ\FRPSXWHUFRPSRQHQW
ʈ.HHSWKLVXVHUJXLGHIRUIXWXUHUHIHUHQFH
ʈ.HHSWKLVPRWKHUERDUGDZD\IURPKXPLGLW\
ʈ0DNHVXUHWKDW\RXUHOHFWULFDORXWOHWSURYLGHVWKHVDPHYROWDJHDVLVLQGLFDWHGRQ
WKH368EHIRUHFRQQHFWLQJWKH368WRWKHHOHFWULFDORXWOHW
ʈ3ODFHWKHSRZHUFRUGVXFKDZD\WKDWSHRSOHFDQQRWVWHSRQLW'RQRWSODFH
DQ\WKLQJRYHUWKHSRZHUFRUG
ʈ$OOFDXWLRQVDQGZDUQLQJVRQWKHPRWKHUERDUGVKRXOGEHQRWHG
ʈ,IDQ\RIWKHIROORZLQJVLWXDWLRQVDULVHVJHWWKHPRWKHUERDUGFKHFNHGE\VHUYLFH
SHUVRQQHO
ڝ/LTXLGKDVSHQHWUDWHGLQWRWKHFRPSXWHU
ڝ7KHPRWKHUERDUGKDVEHHQH[SRVHGWRPRLVWXUH
ڝ7KHPRWKHUERDUGGRHVQRWZRUNZHOORU\RXFDQQRWJHWLWZRUNDFFRUGLQJWRXVHU
JXLGH
ڝ7KHPRWKHUERDUGKDVEHHQGURSSHGDQGGDPDJHG
ڝ7KHPRWKHUERDUGKDVREYLRXVVLJQRIEUHDNDJH
ʈ'RQRWOHDYHWKLVPRWKHUERDUGLQDQHQYLURQPHQWDERYHr&r)LWPD\GDPDJH
WKHPRWKHUERDUG
4XLFN6WDUW
,QVWDOOLQJD3URFHVVRU
۫
KWWSV\RXWXEH.0IR,'V*HV
4XLFN6WDUW
,QVWDOOLQJ''5PHPRU\
KWWSV\RXWXEH;L1PN'1=F=N
۫
',00% ',00$
',00%
4XLFN6WDUW
HDD LED
RESET SW
&RQQHFWLQJWKH)URQW3DQHO+HDGHU
KWWS\RXWXEH'3(/,G91=8,
-)3
+''/(' +''/('
+''/('
32:(5/('
32:(5/('
32:(5/('
3RZHU/('
+''/(' 5HVHW6ZLWFK
5HVHUYHG
3RZHU6ZLWFK
-)3
+''/(' 3RZHU/('
+''/(' 3RZHU/('
5HVHW6ZLWFK 3RZHU6ZLWFK
5HVHW6ZLWFK 3RZHU6ZLWFK
5HVHUYHG 1R3LQ
RESET SW
POWER SW
POWER LED+
POWER LED-
HDD LED
۫
4XLFN6WDUW
,QVWDOOLQJWKH0RWKHUERDUG
KWWSV\RXWXEHZ:,4W:QF
۫
7RUTXH
NJIyFP
NJIyFP
1yP
OEIyLQ
4XLFN6WDUW
&RQQHFWLQJWKH3RZHU&RQQHFWRUV
KWWS\RXWXEHJN'<\5B,
$7;B3:5
&38B3:5
۫
4XLFN6WDUW
,QVWDOOLQJ6$7$'ULYHV
KWWS\RXWXEH5=V0ST[\WKF
۫
4XLFN6WDUW
,QVWDOOLQJD*UDSKLFV&DUG
KWWS\RXWXEHP**=SUZB$
۫
4XLFN6WDUW
&RQQHFWLQJ3HULSKHUDO'HYLFHV
4XLFN6WDUW
3RZHU2Q
&RQWHQWV
&RQWHQWV
4XLFN6WDUW
3UHSDULQJ7RROVDQG&RPSRQHQWV
6DIHW\,QIRUPDWLRQ
,QVWDOOLQJD3URFHVVRU
,QVWDOOLQJ''5PHPRU\
&RQQHFWLQJWKH)URQW3DQHO+HDGHU
,QVWDOOLQJWKH0RWKHUERDUG
&RQQHFWLQJWKH3RZHU&RQQHFWRUV
,QVWDOOLQJ6$7$'ULYHV
,QVWDOOLQJD*UDSKLFV&DUG
&RQQHFWLQJ3HULSKHUDO'HYLFHV
3RZHU2Q
6SHFLILFDWLRQV
3DFNDJHFRQWHQWV
%ORFN'LDJUDP
5HDU,23DQHO
/$13RUW/('6WDWXV7DEOH
,QVWDOOLQJ$QWHQQDV
&RQQHFWLQJ7KXQGHUEROW'HYLFHVYLD'DLV\FKDLQ
2YHUYLHZRI&RPSRQHQWV
&386RFNHW
',006ORWV
3&,B(3&,H([SDQVLRQ6ORW
6$7$a6$7$*EV&RQQHFWRUV
0Ba06ORWV.H\0
-$8')URQW$XGLR&RQQHFWRU
-)3)URQW3DQHO&RQQHFWRU
&38B3:5$7;B3:53RZHU&RQQHFWRUV
-86%86%*HQ[7\SH&&RQQHFWRU
-86%86%*HQ&RQQHFWRU
-86%86%&RQQHFWRU
-7307300RGXOH&RQQHFWRU
&38B)$13803B)$16<6B)$1)DQ&RQQHFWRUV
-5$,1%2:$GGUHVVDEOH5*%/('FRQQHFWRU
-&,&KDVVLV,QWUXVLRQ&RQQHFWRU
2QERDUG/('V
(='HEXJ/('
&RQWHQWV
,QVWDOOLQJ26'ULYHUV06,&HQWHU
,QVWDOOLQJ:LQGRZV:LQGRZV
,QVWDOOLQJ'ULYHUV
06,&HQWHU
1DKLPLF
,QVWDOODWLRQDQG8SGDWH
$XGLR7DE
0LFURSKRQH7DE
6RXQG7UDFNHU7DE
6HWWLQJV7DE
8(),%,26
%,266HWXS
(QWHULQJ%,266HWXS
%,268VHU*XLGH
5HVHWWLQJ%,26
8SGDWLQJ%,26
5$,'&RQILJXUDWLRQ
,QWHOp2SWDQHɬ0HPRU\&RQILJXUDWLRQ
7URXEOHVKRRWLQJ
6SHFLILFDWLRQV
6SHFLILFDWLRQV
&38
ʈ6XSSRUWVWK*HQ,QWHOp&RUHɬ3URFHVVRUV3HQWLXPp
*ROGDQG&HOHURQp3URFHVVRUV
ʈ3URFHVVRUVRFNHW/*$
3OHDVHJRWRZZZPVLFRPWRJHWWKHQHZHVWVXSSRUWVWDWXVDVQHZSURFHVVRUV
DUHUHOHDVHG
&KLSVHW ,QWHOp=&KLSVHW
0HPRU\
ʈ[''5PHPRU\VORWVVXSSRUWLQJXSWR*%
ʈ6XSSRUWV50+]E\-('(&325
ʈ0D[RYHUFORFNLQJIUHTXHQF\
ڝ'3&50D[VSHHGXSWR0+]
ڝ'3&50D[VSHHGXSWR0+]
ʈ6XSSRUWV,QWHOp;032&
ʈ6XSSRUWV'XDO&RQWUROOHU'XDO&KDQQHOPRGH
ʈ6XSSRUWVQRQ(&&XQEXIIHUHGPHPRU\
3OHDVHUHIHUWRZZZPVLFRPIRUPRUHLQIRUPDWLRQRQFRPSDWLEOHPHPRU\
([SDQVLRQ6ORW [3&,H[VORW)URP&38
2QERDUG*UDSKLFV
ʈ['LVSOD\3RUWSRUWVXSSRUWLQJDPD[LPXPUHVROXWLRQ
RI.+]
ʈ[+'0,ZLWK+'5SRUWVXSSRUWLQJDPD[LPXP
UHVROXWLRQRI.+]
$YDLODEOHRQO\RQSURFHVVRUVIHDWXULQJLQWHJUDWHGJUDSKLFV
*UDSKLFVVSHFLILFDWLRQVPD\YDU\GHSHQGLQJRQWKH&38LQVWDOOHG
7KXQGHUEROW
,QWHOp-+/7KXQGHUEROWɬ&RQWUROOHU
ʈ[7KXQGHUEROWɬ86%&SRUWVRQWKHEDFNSDQHO
ڝ6XSSRUWVXSWR*ESVWUDQVIHUUDWHZLWK7KXQGHUEROW
GHYLFHV
ڝ6XSSRUWVXSWR*ESVWUDQVIHUUDWHZLWK86%GHYLFHV
ڝ6XSSRUWVXSWR*ESVWUDQVIHUUDWHZLWK86%
GHYLFHV
ڝ6XSSRUWVXSWR9$:SRZHUFKDUJLQJ
ڝ(DFKSRUWFDQGDLV\FKDLQXSWRWKUHH7KXQGHUEROW
GHYLFHVRUILYH7KXQGHUEROWGHYLFHV
ڝ6XSSRUWVXSWR.GLVSOD\QHHGWRFRQQHFWWKH
'LVSOD\3RUWRIWKHPRWKHUERDUGRUGLVFUHWHJUDSKLFVFDUG
WRWKH0LQL'LVSOD\3RUW,QSXWSRUWRQWKHEDFNSDQHO
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
6WRUDJH
ʈ[6$7$*EVSRUWV)URP=FKLSVHW
ʈ[0VORWV.H\0
ڝ0BVORW)URP&38
ڞ6XSSRUWVXSWR3&,H[
ڞ6XSSRUWVVWRUDJHGHYLFHV
ڝ0BVORW)URP=FKLSVHW
ڞ0BVXSSRUWVXSWR3&,H[
ڞ6XSSRUWVXSWR6$7$*EV
ڞ6XSSRUWVVWRUDJHGHYLFHV
ڝ0BVORW)URP=FKLSVHW
ڞ0BVXSSRUWVXSWR3&,H[
ڞ6XSSRUWVVWRUDJHGHYLFHV
ڝ0BaVORWVVXSSRUW,QWHOp2SWDQHɬ0HPRU\
ʈ6XSSRUWV,QWHOp6PDUW5HVSRQVH7HFKQRORJ\IRU,QWHO
&RUHɬSURFHVVRUV
5$,'
ʈ6XSSRUWV5$,'5$,'5$,'DQG5$,'IRU6$7$
VWRUDJHGHYLFHV
ʈ6XSSRUWV5$,'5$,'DQG5$,'IRU0190HVWRUDJH
GHYLFHV
86%
ʈ,QWHOp=&KLSVHW
ڝ[86%*HQ[*ESVSRUW7\SH&LQWHUQDO
FRQQHFWRU
ڝ[86%*HQ*ESVSRUWVRQWKHEDFNSDQHO
ڝ[86%*HQ*ESVSRUWV7\SH$SRUWVRQWKH
EDFNSDQHODQGSRUWVDYDLODEOHWKURXJKLQWHUQDO86%
FRQQHFWRUV
ڝ[86%SRUWVDYDLODEOHWKURXJKWKHLQWHUQDO86%
FRQQHFWRU
$XGLR 5HDOWHNp$/&&RGHF
ʈ&KDQQHO+LJK'HILQLWLRQ$XGLR
/$1 ʈ[,QWHOp,9*ESV/$1FRQWUROOHU
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
:LUHOHVV/$1
%OXHWRRWKp
,QWHOp:L)L(
ʈ7KH:LUHOHVVPRGXOHLVSUHLQVWDOOHGLQWKH0.H\(
VORW
ʈ6XSSRUWV080,027;5;*+]*+]*+]0+]
XSWR*ESV
ʈ6XSSRUWVDEJQDFD[
ʈ6XSSRUWV%OXHWRRWKp),36),60$
:L)L(*+]PD\GHSHQGRQHYHU\FRXQWU\ɋVUHJXODWLRQVDQGZLOOEHUHDG\LQ
:LQGRZVEXLOG+DQG:LQGRZV
%OXHWRRWKZLOOEHUHDG\LQ:LQGRZVEXLOG+DQG:LQGRZV
,QWHUQDO&RQQHFWRUV
ʈ[SLQ$7;PDLQSRZHUFRQQHFWRU
ʈ[SLQ$7;9SRZHUFRQQHFWRU
ʈ[6$7$*EVFRQQHFWRUV
ʈ[0VORWV0.H\
ʈ[86%*HQ[*ESV7\SH&FRQQHFWRU
ʈ[86%*HQ*ESVFRQQHFWRUVXSSRUWVDGGLWLRQDO
86%*HQ*ESVSRUWV
ʈ[86%FRQQHFWRUVXSSRUWVDGGLWLRQDO86%SRUWV
ʈ[SLQ&38IDQFRQQHFWRU
ʈ[SLQZDWHUSXPSIDQFRQQHFWRU
ʈ[SLQV\VWHPIDQFRQQHFWRU
ʈ[)URQWSDQHODXGLRFRQQHFWRU
ʈ[6\VWHPSDQHOFRQQHFWRU
ʈ[&KDVVLV,QWUXVLRQFRQQHFWRU
ʈ[730PRGXOHFRQQHFWRU
/(')HDWXUHV ʈ[(='HEXJ/('
ʈ[SLQ5$,1%2:/('FRQQHFWRU
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
%DFN3DQHO
&RQQHFWRUV
ʈ[&OHDU&026EXWWRQ
ʈ['LVSOD\3RUWSRUW
ʈ[+'0,SRUW
ʈ[86%*HQ*ESV7\SH$SRUWV
ʈ[86%*HQ*ESV7\SH$SRUWV
ʈ[/$15-SRUW
ʈ[7KXQGHUEROW86%&SRUWV
ʈ[0LQL'LVSOD\3RUW,QSXWIRU7KXQGHUEROWSDVVWKURXJK
ʈ[:L)L$QWHQQDFRQQHFWRUV
ʈ[2)&DXGLRMDFNV
,2&RQWUROOHU 18927211&75&RQWUROOHU&KLS
+DUGZDUH0RQLWRU
ʈ&386\VWHP&KLSVHWWHPSHUDWXUHGHWHFWLRQ
ʈ&386\VWHP3XPSIDQVSHHGGHWHFWLRQ
ʈ&386\VWHP3XPSIDQVSHHGFRQWURO
)RUP)DFWRU ʈ0LQL,7;)RUP)DFWRU
ʈLQ[LQFP[FP
%,26)HDWXUHV
ʈ[0EIODVK
ʈ8(),$0,%,26
ʈ$&3,60%,26
ʈ0XOWLODQJXDJH
6RIWZDUH
ʈ'ULYHUV
ʈ06,&HQWHU
ʈ,QWHO([WUHPH7XQLQJ8WLOLW\
ʈ1DKLPLF$XGLR
ʈ06,$333OD\HU%OXH6WDFNV
ʈ2SHQ%URDGFDVWHU6RIWZDUH2%6
ʈ&38=06,*$0,1*
ʈ*RRJOH&KURPHɬ*RRJOH7RROEDU*RRJOH'ULYH
ʈ1RUWRQɬ,QWHUQHW6HFXULW\6ROXWLRQ
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
06,&HQWHU
)HDWXUHV
ʈ06,6RXQG7XQH
ʈ*DPLQJ0RGH
ʈ6PDUW3ULRULW\
ʈ*DPH+LJKOLJKWV
ʈ/$10DQDJHU
ʈ0\VWLF/LJKW
ʈ$PELHQW'HYLFHV
ʈ)UR]U$,&RROLQJ
ʈ8VHU6FHQDULR
ʈ7UXH&RORU
ʈ/LYH8SGDWH
ʈ+DUGZDUH0RQLWRULQJ
ʈ6XSHU&KDUJHU
ʈ6SHHG8S
ʈ6PDUW,PDJH)LQGHU
ʈ06,&RPSDQLRQ
6SHFLDO)HDWXUHV
ʈ$XGLR
ڝ$XGLR%RRVW
ڝ1DKLPLF
ڝ6RXQG7XQH
ʈ1HWZRUN
ڝ*/$1
ڝ/$10DQDJHU
ڝ,QWHO:L)L
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
6SHFLDO)HDWXUHV
ʈ&RROLQJ
ڝ$OO$OXPLQXP'HVLJQ
ڝ+HDWSLSH'HVLJQ
ڝ([WHQGHG+HDWVLQN'HVLJQ
ڝ$OXPLQXP%DFNSODWH
ڝ06KLHOG)UR]U
ڝ:P.026)(7WKHUPDOSDG
ڝ&KRNHWKHUPDOSDG
ڝ3XPS)DQ
ڝ6PDUW)DQ&RQWURO
ʈ/('
ڝ0\VWLF/LJKW([WHQVLRQ5$,1%2:
ڝ0\VWLF/LJKW6<1&
ڝ$PELHQW'HYLFHV6XSSRUW
ʈ3HUIRUPDQFH
ڝ/LJKWQLQJ*HQ3&,(
ڝ/LJKWQLQJ*HQ0
ڝ0HPRU\%RRVW
ڝ0HPRU\)RUFH
ڝ&RUH%RRVW
ڝ*DPH%RRVW
ڝ2&(QJLQH
ڝ7KXQGHUEROW86%
ڝ/LJKWQLQJ86%*
ڝ86%*HQ*
ڝ86%ZLWK7\SH$&
ڝ)URQW86%7\SH&
ڝ6HUYHU3&%
&RQWLQXHGRQQH[WFROXPQ
6SHFLILFDWLRQV
&RQWLQXHGIURPSUHYLRXVFROXPQ
6SHFLDO)HDWXUHV
ʈ3URWHFWLRQ
ڝ3&,(6WHHO$UPRU
ڝ3UHLQVWDOOHG,26KLHOG
ʈ([SHULHQFH
ڝ06,&HQWHU
ڝ&OLFN%,26
ڝ)UR]U$,&RROLQJ
ڝ(=/('&RQWURO
ڝ(='(%8*/('
ڝ$SSSOD\HU
ڝ7LOH
3DFNDJHFRQWHQWV
3DFNDJHFRQWHQWV
3OHDVHFKHFNWKHFRQWHQWVRI\RXUPRWKHUERDUGSDFNDJH,WVKRXOGFRQWDLQ
0RWKHUERDUG 0(*=,81,)<
'RFXPHQWDWLRQ
8VHUPDQXDO
4XLFNJXLGH
4XLFNLQVWDOODWLRQJXLGH
$SSOLFDWLRQ 86%GULYHZLWKGULYHUVXWLOLWLHV
&DEOHV
6$7$*EVFDEOH
/('-5$,1%2:FDEOH
'3WR0LQL'3FDEOH
)URQW3DQHO&DEOH
$FFHVVRULHV
:L)LDQWHQQD
&DVHEDGJH
0VFUHZSLHFHVSDFN
0(*VWLFNHU
6$7$FDEOHVWLFNHU
3URGXFWUHJLVWUDWLRQFDUG
*LIWV 6PDOOVFUHZGULYHUVHW
6PDOOEUXVK
۪
,PSRUWDQW
,IDQ\RIWKHDERYHLWHPVDUHGDPDJHGRUPLVVLQJSOHDVHFRQWDFW\RXUUHWDLOHU
%ORFN'LDJUDP
%ORFN'LDJUDP
CPU
PCH
PCI_E1
PCIe x16
DDR5 2Channel
DIMM A1
DIMM B1
DMI x8
Intel WiFi
Intel LAN
M2_1
SATA5/6/7/8
M2_2, M2_3
SIO 6687
TPM
SPI
MCU
USB 3.2 Gen 2 10Gbps
USB 3.2 Gen 1 5Gbps
USB 2.0
USB3.2 Gen2x2 20Gbps
Thunderbolt
HD Audio
ALC4080
DP
HDMI
۪
,PSRUWDQW
7KHLFRQVDERYHDUHIRUUHIHUHQFHRQO\
5HDU,23DQHO
5HDU,23DQHO
/$13RUW/('6WDWXV7DEOH
/LQN$FWLYLW\/('
6WDWXV 'HVFULSWLRQ
2II 1ROLQN
<HOORZ /LQNHG
%OLQNLQJ 'DWDDFWLYLW\
6SHHG/('
6WDWXV 'HVFULSWLRQ
2II 0ESVFRQQHFWLRQ
*UHHQ 0ESVFRQQHFWLRQ
2UDQJH *ESVFRQQHFWLRQ
*ESV/$1 /LQHLQ
0LFLQ
/LQHRXW
'LVSOD\3RUW
86%
*HQ
*ESV
7\SH$
&OHDU&026
EXWWRQ
86%
*HQ
*ESV
7\SH$
7KXQGHUEROW
86%&
0LQL'LVSOD\3RUW
,QSXWIRU
7KXQGHUEROW
SDVVWKURXJK
:L)L$QWHQQD
FRQQHFWRUV
ʈ&OHDU&026EXWWRQ3RZHURII\RXUFRPSXWHU3UHVVDQGKROGWKH&OHDU&026
EXWWRQIRUDERXWVHFRQGVWRUHVHW%,26WRGHIDXOWYDOXHV
$XGLRFKDQQHO&RQILJXUDWLRQ
7RFRQILJXUHFKDQQHODXGLR\RXKDYHWRFRQQHFWIURQWDXGLR,2PRGXOHWR-$8'
FRQQHFWRUDQGIROORZWKHEHORZVWHSV
&OLFNRQWKH5HDOWHN$XGLR&RQVROH!$GYDQFHG6HWWLQJVWRRSHQWKHGLDORJEHORZ
6HOHFW0XWHWKHUHDURXWSXWGHYLFHZKHQDIURQWKHDGSKRQHSOXJJHGLQ
3OXJ\RXUVSHDNHUVWRDXGLRMDFNVRQUHDUDQGIURQW,2SDQHO:KHQ\RXSOXJLQWR
DGHYLFHDWDQDXGLRMDFNDGLDORJXHZLQGRZZLOOSRSXSDVNLQJ\RXZKLFKGHYLFHLV
FXUUHQWFRQQHFWHG
5HDU,23DQHO
,QVWDOOLQJ$QWHQQDV
&RPELQHWKHDQWHQQDZLWKWKHEDVH
6FUHZWZRDQWHQQDFDEOHVWLJKWWRWKH:L)LDQWHQQDFRQQHFWRUVDVVKRZQ
3ODFHWKHDQWHQQDDVKLJKDVSRVVLEOH
5HDU,23DQHO
&RQQHFWLQJ7KXQGHUEROW'HYLFHVYLD'DLV\FKDLQ
'DLV\FKDLQLVDPHWKRGRIFRQQHFWLQJPXOWLSOHGHYLFHVWRD3&ZLWKRQO\RQHRXWSXW
WHUPLQDO
'DLV\FKDLQDOORZV\RXWRFRQQHFWPXOWLSOHWKXQGHUEROWGHYLFHVWRDVLQJOHWKXQGHUEROW
SRUWRQWKHEDFNSDQHO
<RXFDQDOVRGDLV\FKDLQPRQLWRUE\FRQQHFWLQJJUDSKLFVFDUGWRWKH0LQL'LVSOD\3RUW
,QSXWSRUWRQWKHEDFNSDQHO
,I\RXZDQWWRFRQQHFW86%GHYLFHVSOHDVHSODFHWKHPDWWKHHQGRIWKHFKDLQ
2YHUYLHZRI&RPSRQHQWV
2YHUYLHZRI&RPSRQHQWV
)URQWYLHZ
6$7$
6$7$
6$7$
-86%
0B
0B
-$8' -)3
-86%
-86%
6$7$
-730
&38B)$1
-&,
3803B)$1
3&,B(
&386RFNHW
&38B3:5
-5$,1%2:
6<6B)$1
$7;B3:5
',00%
',00$
2YHUYLHZRI&RPSRQHQWV
%RWWRPYLHZ
0B
2YHUYLHZRI&RPSRQHQWV
&RPSRQHQW&RQWHQWV
3RUW1DPH 3RUW7\SH 3DJH
&38B)$13803B)$1
6<6B)$1 )DQ&RQQHFWRUV
&38B3:5$7;B3:5 3RZHU&RQQHFWRUV
&386RFNHW /*$&386RFNHW
',006ORWV 0HPRU\VORWV
-$8' )URQW$XGLR&RQQHFWRU
-&, &KDVVLV,QWUXVLRQ&RQQHFWRU
-)3 )URQW3DQHO&RQQHFWRU
-5$,1%2: $GGUHVVDEOH5*%/('FRQQHFWRU
-730 7300RGXOH&RQQHFWRU
-86% 86%&RQQHFWRU
-86% 86%*HQ&RQQHFWRU
-86% 86%*HQ[7\SH&
&RQQHFWRU
0Ba 06ORWV.H\0
3&,B( 3&,H([SDQVLRQ6ORW
6$7$a 6$7$*EV&RQQHFWRUV
2YHUYLHZRI&RPSRQHQWV
۪
,PSRUWDQW
ʈ
$OZD\VXQSOXJWKHSRZHUFRUGIURPWKHSRZHURXWOHWEHIRUHLQVWDOOLQJRUUHPRYLQJ
WKH&38
ʈ
3OHDVHUHWDLQWKH&38SURWHFWLYHFDSDIWHULQVWDOOLQJWKHSURFHVVRU06,ZLOOGHDO
ZLWK5HWXUQ0HUFKDQGLVH$XWKRUL]DWLRQ50$UHTXHVWVLIRQO\WKHPRWKHUERDUGFRPHV
ZLWKWKHSURWHFWLYHFDSRQWKH&38VRFNHW
ʈ
:KHQLQVWDOOLQJD&38DOZD\VUHPHPEHUWRLQVWDOOD&38KHDWVLQN$&38KHDWVLQN
LVQHFHVVDU\WRSUHYHQWRYHUKHDWLQJDQGPDLQWDLQV\VWHPVWDELOLW\
ʈ
&RQILUPWKDWWKH&38KHDWVLQNKDVIRUPHGDWLJKWVHDOZLWKWKH&38EHIRUHERRWLQJ
\RXUV\VWHP
ʈ
2YHUKHDWLQJFDQVHULRXVO\GDPDJHWKH&38DQGPRWKHUERDUG$OZD\VPDNHVXUH
WKHFRROLQJIDQVZRUNSURSHUO\WRSURWHFWWKH&38IURPRYHUKHDWLQJ%HVXUHWRDSSO\
DQHYHQOD\HURIWKHUPDOSDVWHRUWKHUPDOWDSHEHWZHHQWKH&38DQGWKHKHDWVLQNWR
HQKDQFHKHDWGLVVLSDWLRQ
ʈ
:KHQHYHUWKH&38LVQRWLQVWDOOHGDOZD\VSURWHFWWKH&38VRFNHWSLQVE\FRYHULQJ
WKHVRFNHWZLWKWKHSODVWLFFDS
ʈ
,I\RXSXUFKDVHGDVHSDUDWH&38DQGKHDWVLQNFRROHU3OHDVHUHIHUWRWKH
GRFXPHQWDWLRQLQWKHKHDWVLQNFRROHUSDFNDJHIRUPRUHGHWDLOVDERXWLQVWDOODWLRQ
ʈ
7KLVPRWKHUERDUGLVGHVLJQHGWRVXSSRUWRYHUFORFNLQJ%HIRUHDWWHPSWLQJWR
RYHUFORFNSOHDVHPDNHVXUHWKDWDOORWKHUV\VWHPFRPSRQHQWVFDQWROHUDWH
RYHUFORFNLQJ$Q\DWWHPSWWRRSHUDWHEH\RQGSURGXFWVSHFLILFDWLRQVLVQRW
UHFRPPHQGHG06,pGRHVQRWJXDUDQWHHWKHGDPDJHVRUULVNVFDXVHGE\LQDGHTXDWH
RSHUDWLRQEH\RQGSURGXFWVSHFLILFDWLRQV
&386RFNHW
,QWURGXFWLRQWRWKH/*$&38
7KHVXUIDFHRIWKH/*$&38KDV
IRXUQRWFKHVDQGDJROGHQWULDQJOHWR
DVVLVWLQFRUUHFWO\OLQLQJXSWKH&38IRU
PRWKHUERDUGSODFHPHQW7KHJROGHQ
WULDQJOHLVWKH3LQLQGLFDWRU
'LVWDQFHIURPWKHFHQWHURIWKH
&38WRWKHQHDUHVW',00VORW
PP
2YHUYLHZRI&RPSRQHQWV
',006ORWV
0HPRU\PRGXOHLQVWDOODWLRQUHFRPPHQGDWLRQ
۪
,PSRUWDQW
ʈ
$OZD\VLQVHUWPHPRU\PRGXOHVLQWKH',00%VORWILUVW
ʈ
7RHQVXUHV\VWHPVWDELOLW\IRU'XDOFKDQQHOPRGHPHPRU\PRGXOHVPXVWEHRIWKH
VDPHW\SHQXPEHUDQGGHQVLW\
ʈ
6RPHPHPRU\PRGXOHVPD\RSHUDWHDWDORZHUIUHTXHQF\WKDQWKHPDUNHGYDOXH
ZKHQRYHUFORFNLQJGXHWRWKHPHPRU\IUHTXHQF\RSHUDWHVGHSHQGHQWRQLWV6HULDO
3UHVHQFH'HWHFW63'*RWR%,26DQGILQGWKH'5$0)UHTXHQF\WRVHWWKHPHPRU\
IUHTXHQF\LI\RXZDQWWRRSHUDWHWKHPHPRU\DWWKHPDUNHGRUDWDKLJKHUIUHTXHQF\
ʈ
,WLVUHFRPPHQGHGWRXVHDPRUHHIILFLHQWPHPRU\FRROLQJV\VWHPIRUIXOO',00V
LQVWDOODWLRQRURYHUFORFNLQJ
ʈ
7KHVWDELOLW\DQGFRPSDWLELOLW\RILQVWDOOHGPHPRU\PRGXOHGHSHQGRQLQVWDOOHG&38
DQGGHYLFHVZKHQRYHUFORFNLQJ
ʈ
3OHDVHUHIHUWRZZZPVLFRPIRUPRUHLQIRUPDWLRQRQFRPSDWLEOHPHPRU\
',00$ ',00%
&KDQQHO$ &KDQQHO%
',00% ',00$
',00%
2YHUYLHZRI&RPSRQHQWV
3&,B(3&,H([SDQVLRQ6ORW
۪
,PSRUWDQW
ʈ
,I\RXLQVWDOODODUJHDQGKHDY\JUDSKLFVFDUG\RXQHHGWRXVHDWRROVXFKDV06,
*UDSKLFV&DUG%ROVWHUWRVXSSRUWLWVZHLJKWWRSUHYHQWGHIRUPDWLRQRIWKHVORW
ʈ
:KHQDGGLQJRUUHPRYLQJH[SDQVLRQFDUGVDOZD\VWXUQRIIWKHSRZHUVXSSO\DQG
XQSOXJWKHSRZHUVXSSO\SRZHUFDEOHIURPWKHSRZHURXWOHW5HDGWKHH[SDQVLRQ
FDUGɋVGRFXPHQWDWLRQWRFKHFNIRUDQ\QHFHVVDU\DGGLWLRQDOKDUGZDUHRUVRIWZDUH
FKDQJHV
6$7$a6$7$*EV&RQQHFWRUV
7KHVHFRQQHFWRUVDUH6$7$*EVLQWHUIDFHSRUWV(DFKFRQQHFWRUFDQFRQQHFWWRRQH
6$7$GHYLFH
۪
,PSRUWDQW
ʈ
3OHDVHGRQRWIROGWKH6$7$FDEOHDWDGHJUHHDQJOH'DWDORVVPD\UHVXOWGXULQJ
WUDQVPLVVLRQRWKHUZLVH
ʈ
6$7$FDEOHVKDYHLGHQWLFDOSOXJVRQHLWKHUVLGHVRIWKHFDEOH+RZHYHULWLV
UHFRPPHQGHGWKDWWKHIODWFRQQHFWRUEHFRQQHFWHGWRWKHPRWKHUERDUGIRUVSDFH
VDYLQJSXUSRVHV
6$7$
6$7$
6$7$
6$7$
2YHUYLHZRI&RPSRQHQWV
0Ba06ORWV.H\0
0B
0B
0B
۪
,PSRUWDQW
ʈ
,QWHOp567RQO\VXSSRUWV3&,H066'ZLWK8(),520
ʈ
0BaVORWVVXSSRUW,QWHOp2SWDQHɬ0HPRU\
,QVWDOOLQJ0PRGXOH
)RU0B0BVORWV
/RRVHQWKHVFUHZVRI06+,(/')52=5KHDWVLQN
5HPRYHWKH06+,(/')52=5DQGUHPRYHWKHSURWHFWLYHILOPVIURPWKHWKHUPDO
SDG
,QVHUW\RXU066'LQWRWKH0BVORWDWDGHJUHHDQJOH
6HFXUHWKH066'LQSODFHZLWKWKHVXSSOLHG0+VFUHZ
30º30º
+VFUHZ
2YHUYLHZRI&RPSRQHQWV
)RU0BVORW
/RRVHQWKHVFUHZVRI06+,(/')52=5KHDWVLQNDQGUHPRYHWKHKHDWVLQN
/RRVHQWKHVFUHZVRI0DGDSWHUFDUG
3XOORXWWKH0DGDSWHUFDUG
3XWWKH06+,(/')52=5KHDWVLQNEDFNLQSODFHDQGVHFXUHLW
۪
,PSRUWDQW
3OHDVHIROORZVWKHVWHSDQGVWHSDERYHWRLQVWDOOWKH066'LQWRWKH0BVORW
2YHUYLHZRI&RPSRQHQWV
7XUQWKH0DGDSWHUFDUGRYHUDQGSODFHWKH0BVORWXS
,QVHUW\RXU066'LQWRWKH0BVORWDWDGHJUHHDQJOH
6HFXUHWKH066'LQSODFHZLWKWKHVXSSOLHG0+VFUHZ
30º30º
5HPRYHWKHSURWHFWLYHILOPVIURPWKHWKHUPDOSDGRQWKHERWWRPKHDWVLQN
7XUQEDFNWKH0DGDSWHUFDUGDQGSODFHWKH0BVORWXS
3OXJWKH0DGDSWHUFDUGLQWR0B6:,7&+VORW
6HFXUHWKH0DGDSWHUFDUG
3XWWKH06+,(/')52=5KHDWVLQNEDFNLQSODFHDQGVHFXUHLW
2YHUYLHZRI&RPSRQHQWV
-$8')URQW$XGLR&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFWDXGLRMDFNVRQWKHIURQWSDQHO
0,&/ *URXQG
0,&5 1&
+HDG3KRQH5 0,&'HWHFWLRQ
6(16(B6(1' 1R3LQ
+HDG3KRQH/ +HDG3KRQH'HWHFWLRQ
-)3)URQW3DQHO&RQQHFWRU
7KHVHFRQQHFWRUVFRQQHFWWRWKHVZLWFKHVDQG/('VRQWKHIURQWSDQHO
3RZHU/(' +''/('
5HVHW6ZLWFK
5HVHUYHG
3RZHU6ZLWFK
-)3
+''/(' 3RZHU/('
+''/(' 3RZHU/('
5HVHW6ZLWFK 3RZHU6ZLWFK
5HVHW6ZLWFK 3RZHU6ZLWFK
5HVHUYHG 1R3LQ
2YHUYLHZRI&RPSRQHQWV
$7;B3:5
9 9
9 9
*URXQG *URXQG
9 3621
*URXQG *URXQG
9 *URXQG
*URXQG *URXQG
3:52. 5HV
96% 9
9 9
9 9
9 *URXQG
&38B3:5
*URXQG 9
*URXQG 9
*URXQG 9
*URXQG 9
۪
,PSRUWDQW
0DNHVXUHWKDWDOOWKHSRZHUFDEOHVDUHVHFXUHO\FRQQHFWHGWRDSURSHU$7;SRZHU
VXSSO\WRHQVXUHVWDEOHRSHUDWLRQRIWKHPRWKHUERDUG
&38B3:5$7;B3:53RZHU&RQQHFWRUV
7KHVHFRQQHFWRUVDOORZ\RXWRFRQQHFWDQ$7;SRZHUVXSSO\
2YHUYLHZRI&RPSRQHQWV
-86%86%*HQ&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFW86%*HQ*ESVSRUWVRQWKHIURQWSDQHO
۪
,PSRUWDQW
1RWHWKDWWKH3RZHUDQG*URXQGSLQVPXVWEHFRQQHFWHGFRUUHFWO\WRDYRLGSRVVLEOH
GDPDJH
3RZHU 86%
86%B5;B'1 86%
86%B5;B'3 *URXQG
*URXQG 86%B7;B&B'3
86%B7;B&B'1 86%B7;B&B'1
86%B7;B&B'3 *URXQG
*URXQG 86%B5;B'3
86% 86%B5;B'1
86% 3RZHU
*URXQG 1R3LQ
-86%86%*HQ[7\SH&&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFW86%*HQ[*ESV7\SH&FRQQHFWRURQ
WKHIURQWSDQHO7KHFRQQHFWRUSRVVHVVHVDIRROSURRIGHVLJQ:KHQ\RXFRQQHFWWKH
FDEOHEHVXUHWRFRQQHFWLWZLWKWKHFRUUHVSRQGLQJRULHQWDWLRQ
-86% 86%7\SH&&DEOH
86%7\SH&SRUWRQ
WKHIURQWSDQHO
2YHUYLHZRI&RPSRQHQWV
-86%86%&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFW86%SRUWVRQWKHIURQWSDQHO
9&& 9&&
86% 86%
86% 86%
*URXQG *URXQG
1R3LQ 1&
۪
,PSRUWDQW
ʈ
1RWHWKDWWKH9&&DQG*URXQGSLQVPXVWEHFRQQHFWHGFRUUHFWO\WRDYRLGSRVVLEOH
GDPDJH
ʈ
,QRUGHUWRUHFKDUJH\RXUL3DGL3KRQHDQGL3RGWKURXJK86%SRUWVSOHDVHLQVWDOO
06,&HQWHUXWLOLW\
-7307300RGXOH&RQQHFWRU
7KLVFRQQHFWRULVIRU7307UXVWHG3ODWIRUP0RGXOH3OHDVHUHIHUWRWKH730VHFXULW\
SODWIRUPPDQXDOIRUPRUHGHWDLOVDQGXVDJHV
63,3RZHU 63,&KLS6HOHFW
0DVWHU,Q6ODYH2XW63,'DWD
0DVWHU2XW6ODYH,Q63,'DWD
5HVHUYHG 63,&ORFN
*URXQG 63,5HVHW
5HVHUYHG 1R3LQ
5HVHUYHG ,QWHUUXSW5HTXHVW
2YHUYLHZRI&RPSRQHQWV
&38B)$13803B)$16<6B)$1)DQ&RQQHFWRUV
)DQFRQQHFWRUVFDQEHFODVVLILHGDV3:03XOVH:LGWK0RGXODWLRQ0RGHRU'&0RGH
3:00RGHIDQFRQQHFWRUVSURYLGHFRQVWDQW9RXWSXWDQGDGMXVWIDQVSHHGZLWK
VSHHGFRQWUROVLJQDO'&0RGHIDQFRQQHFWRUVFRQWUROIDQVSHHGE\FKDQJLQJYROWDJH
7KHDXWRPRGHIDQFRQQHFWRUVFDQDXWRPDWLFDOO\GHWHFW3:0DQG'&PRGH+RZHYHU
\RXFDQIROORZWKHLQVWUXFWLRQEHORZWRDGMXVWWKHIDQFRQQHFWRUWR3:0RU'&0RGH
PDQXDOO\
6ZLWFKLQJIDQPRGHDQGDGMXVWLQJIDQVSHHG
<RXFDQVZLWFKEHWZHHQ3:0PRGHDQG'&PRGHDQGDGMXVWIDQVSHHGLQ%,26!
+$5':$5(021,725
6HOHFW3:0PRGHRU'&PRGH
۪
,PSRUWDQW
0DNHVXUHIDQVDUHZRUNLQJSURSHUO\DIWHUVZLWFKLQJWKH3:0'&PRGH
7KHUHDUHJUDGLHQWSRLQWVRIWKHIDQVSHHGWKDWDOORZ\RXWRDGMXVW
IDQVSHHGLQUHODWLRQWR&38WHPSHUDWXUH
3LQGHILQLWLRQRIIDQFRQQHFWRUV
&38B)$1 3803B)$1
6<6B)$1
&RQQHFWRU 'HIDXOWIDQ
PRGH 0D[
FXUUHQW 0D[
SRZHU
&38B)$1 $XWRPRGH $ :
3803B)$1 3:0PRGH $ :
6<6B)$1 '&PRGH $ :
3:00RGHSLQGHILQLWLRQ
*URXQG 9
6HQVH 6SHHG&RQWURO6LJQDO
'&0RGHSLQGHILQLWLRQ
*URXQG 9ROWDJH&RQWURO
6HQVH 1&
2YHUYLHZRI&RPSRQHQWV
1
1
1
D
+5V
۪
&$87,21
'RQRWFRQQHFWWKHZURQJW\SHRI/('VWULSV7KH-5*%FRQQHFWRUDQGWKH-5$,1%2:
FRQQHFWRUSURYLGHGLIIHUHQWYROWDJHVDQGFRQQHFWLQJWKH9/('VWULSWRWKH-5*%
FRQQHFWRUZLOOUHVXOWLQGDPDJHWRWKH/('VWULS
۪
,PSRUWDQW
ʈ
7KH-5$,1%2:FRQQHFWRUVXSSRUWVXSWR/('V:6%,QGLYLGXDOO\
$GGUHVVDEOH5*%/('VWULSV9'DWD*URXQGZLWKWKHPD[LPXPSRZHUUDWLQJRI$
9,QWKHFDVHRIEULJKWQHVVWKHFRQQHFWRUVXSSRUWVXSWR/('V
ʈ
$OZD\VWXUQRIIWKHSRZHUVXSSO\DQGXQSOXJWKHSRZHUFRUGIURPWKHSRZHURXWOHW
EHIRUHLQVWDOOLQJRUUHPRYLQJWKH5*%/('VWULS
ʈ
3OHDVHXVH06,ɋVVRIWZDUHWRFRQWUROWKHH[WHQGHG/('VWULS
-5$,1%2:$GGUHVVDEOH5*%/('FRQQHFWRU
7KH-5$,1%2:FRQQHFWRUDOORZV\RXWRFRQQHFWWKH:6%,QGLYLGXDOO\
$GGUHVVDEOH5*%/('VWULSV9
-5$,1%2:
FRQQHFWRU
-5$,1%2:FRQQHFWRU
6\VWHP)DQFRQQHFWRU
-5DLQERZ
H[WHQVLRQFDEOH :6%,QGLYLGXDOO\
$GGUHVVDEOH5*%/('VWULSV9
9 'DWD
1R3LQ *URXQG
$GGUHVVDEOH5*%/('6WULS&RQQHFWLRQ
$GGUHVVDEOH5*%/(')DQ&RQQHFWLRQ
$GGUHVVDEOH5*%/(')DQ
2QERDUG/('V
(='HEXJ/('
7KHVH/('VLQGLFDWHWKHGHEXJVWDWXVRIWKHPRWKHUERDUG
&38LQGLFDWHV&38LVQRWGHWHFWHGRUIDLO
'5$0LQGLFDWHV'5$0LVQRWGHWHFWHGRUIDLO
9*$LQGLFDWHV*38LVQRWGHWHFWHGRUIDLO
%227LQGLFDWHVWKHERRWLQJGHYLFHLVQRWGHWHFWHG
RUIDLO
2QERDUG/('V
-&,&KDVVLV,QWUXVLRQ&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFWWKHFKDVVLVLQWUXVLRQVZLWFKFDEOH
1RUPDO
GHIDXOW 7ULJJHUWKHFKDVVLV
LQWUXVLRQHYHQW
8VLQJFKDVVLVLQWUXVLRQGHWHFWRU
&RQQHFWWKH-&,FRQQHFWRUWRWKHFKDVVLVLQWUXVLRQVZLWFKVHQVRURQWKHFKDVVLV
&ORVHWKHFKDVVLVFRYHU
*RWR%,26!6(77,1*6!6HFXULW\!&KDVVLV,QWUXVLRQ&RQILJXUDWLRQ
6HW&KDVVLV,QWUXVLRQWR(QDEOHG
3UHVV)WRVDYHDQGH[LWDQGWKHQSUHVVWKH(QWHUNH\WRVHOHFW<HV
2QFHWKHFKDVVLVFRYHULVRSHQHGDJDLQDZDUQLQJPHVVDJHZLOOEHGLVSOD\HGRQ
VFUHHQZKHQWKHFRPSXWHULVWXUQHGRQ
5HVHWWLQJWKHFKDVVLVLQWUXVLRQZDUQLQJ
*RWR%,26!6(77,1*6!6HFXULW\!&KDVVLV,QWUXVLRQ&RQILJXUDWLRQ
6HW&KDVVLV,QWUXVLRQWR5HVHW
3UHVV)WRVDYHDQGH[LWDQGWKHQSUHVVWKH(QWHUNH\WRVHOHFW<HV
,QVWDOOLQJ26'ULYHUV06,&HQWHU
,QVWDOOLQJ26'ULYHUV06,&HQWHU
3OHDVHGRZQORDGDQGXSGDWHWKHODWHVWXWLOLWLHVDQGGULYHUVDWZZZPVLFRP
,QVWDOOLQJ:LQGRZV:LQGRZV
3RZHURQWKHFRPSXWHU
,QVHUWWKH:LQGRZV:LQGRZVLQVWDOODWLRQGLVF86%LQWR\RXUFRPSXWHU
3UHVVWKH5HVWDUWEXWWRQRQWKHFRPSXWHUFDVH
3UHVV)NH\GXULQJWKHFRPSXWHU32673RZHU2Q6HOI7HVWWRJHWLQWR%RRW
0HQX
6HOHFWWKH:LQGRZV:LQGRZVLQVWDOODWLRQGLVF86%IURPWKH%RRW0HQX
3UHVVDQ\NH\LIVFUHHQVKRZV3UHVVDQ\NH\WRERRWIURP&'RU'9'PHVVDJH
,IQRWSOHDVHVNLSWKLVVWHS
)ROORZWKHLQVWUXFWLRQVRQWKHVFUHHQWRLQVWDOO:LQGRZV:LQGRZV
,QVWDOOLQJ'ULYHUV
6WDUWXS\RXUFRPSXWHULQ:LQGRZV:LQGRZV
,QVHUW06,p86%'ULYHLQWRWKH86%SRUW
&OLFNWKH6HOHFWWRFKRRVHZKDWKDSSHQVZLWKWKLVGLVFSRSXSQRWLILFDWLRQWKHQ
VHOHFW5XQ'9'6HWXSH[HWRRSHQWKHLQVWDOOHU,I\RXWXUQRIIWKH$XWR3OD\IHDWXUH
IURPWKH:LQGRZV&RQWURO3DQHO\RXFDQVWLOOPDQXDOO\H[HFXWHWKH'9'6HWXSH[H
IURPWKHURRWSDWKRIWKH06,86%'ULYH
7KHLQVWDOOHUZLOOILQGDQGOLVWDOOQHFHVVDU\GULYHUVLQWKH'ULYHUV6RIWZDUHWDE
&OLFNWKH,QVWDOOEXWWRQLQWKHORZHUULJKWFRUQHURIWKHZLQGRZ
7KHGULYHUVLQVWDOODWLRQZLOOWKHQEHLQSURJUHVVDIWHULWKDVILQLVKHGLWZLOOSURPSW
\RXWRUHVWDUW
&OLFN2.EXWWRQWRILQLVK
5HVWDUW\RXUFRPSXWHU
06,&HQWHU
06,&HQWHULVDQDSSOLFDWLRQWKDWKHOSV\RXHDVLO\RSWLPL]HJDPHVHWWLQJVDQGVPRRWKO\
XVHFRQWHQWFUHDWLRQVRIWZDUHV,WDOVRDOORZV\RXWRFRQWURODQGV\QFKURQL]H/('
OLJKWHIIHFWVRQ3&VDQGRWKHU06,SURGXFWV:LWK06,&HQWHU\RXFDQFXVWRPL]HLGHDO
PRGHVPRQLWRUV\VWHPSHUIRUPDQFHDQGDGMXVWIDQVSHHG
06,&HQWHU8VHU*XLGH
,I\RXZRXOGOLNHWRNQRZPRUHLQIRUPDWLRQDERXW06,&HQWHUSOHDVH
UHIHUWR
KWWSGRZQORDGPVLFRPPDQXDOPE06,&(17(5SGI
RUVFDQWKH45FRGHWRDFFHVV
۪
,PSRUWDQW
)XQFWLRQVPD\YDU\GHSHQGLQJRQWKHSURGXFW\RXKDYH
1DKLPLF
1DKLPLF
1DKLPLFLVGHVLJQHGWRRIIHUWKHEHVWDXGLRH[SHULHQFHLWFRQWDLQVDXGLRHIIHFWV
PLFURSKRQHHIIHFWVDQG6RXQG7UDFNHU
,QVWDOODWLRQDQG8SGDWH
1DKLPLFLVLQFOXGHGLQWKHDXGLRGULYHU,I\RXQHHGWRLQVWDOOLWRUXSGDWHLWSOHDVH
XVHWKH'ULYHU'LVFZLWK\RXUPRWKHUERDUGRUGRZQORDGWKHGULYHUIURP06,ɋVRIILFLDO
ZHEVLWH
$XGLR7DE
)URPWKLVWDE\RXFDQDFFHVVDOORI1DKLPLFɋVDXGLRHIIHFWVDXGLRSURILOHVDQG
VHWWLQJV
$XGLR
3URILOHV
$XGLR(IIHFWV
5HVHW%XWWRQ
7U\%XWWRQ
2Q2II%XWWRQ
'HYLFHGLVSOD\9ROXPH
ʈ'HYLFHGLVSOD\9ROXPHGLVSOD\VWKHW\SHRIDXGLRGHYLFHFXUUHQWO\EHLQJXVHGDV
RXWSXWDVZHOODVLWVFXUUHQWYROXPH
ڝ0XWHPXWHVWKHFXUUHQWDXGLRRXWSXWGHYLFH
ʈ$XGLRSURILOHVDOORZV\RXWRFKRRVHEHWZHHQIDFWRU\DXGLRSURILOHVWRILW\RXU
PXOWLPHGLDH[SHULHQFH0XVLF*DPLQJ0RYLHRU&RPPXQLFDWLRQ$OOSURILOHVFDQEH
PRGLILHGDV\RXZLVK
ʈ2Q2II%XWWRQDOORZV\RXWRWXUQDOORI1DKLPLFɋVDXGLRHIIHFWVLQRQHFOLFN
ʈ$XGLR(IIHFWVDOORZV\RXWRVHSDUDWHO\FRQWURODQ\RIWKHDXGLRHIIHFWV
ڝ6XUURXQG6RXQGLWLVDQDXGLRHIIHFWPDLQO\GHGLFDWHGWRKHDGSKRQHVDFRXVWLF
H[SHULHQFH
ڞ*DPLQJDQG0RYLHVYLUWXDOL]HVWKHPXOWLFKDQQHODXGLRVWUHDPIURPWKH
JDPHHQJLQHRUWKHPRYLHVRXQGWUDFNDQGGRZQPL[HVLWLQRUGHUWRUHWULHYHD
PXOWLFKDQQHOOLVWHQLQJH[SHULHQFHRYHU\RXUVWHUHRKHDGSKRQHVRUVSHDNHUV
ڞ0XVLFH[SDQGVWKHVWHUHRIRUDZLGHUVRXQGVWDJH
ڝ9ROXPH6WDELOL]HULWPDLQWDLQVDFRQVWDQWYROXPHIRUDOOHOHPHQWVRIWKH
DXGLRH[SHULHQFHGLDORJVVRXQGWUDFNH[SORVLRQVHWFWRPDNHWKHPDOOVRXQG
VRIWHUEDODQFHGRUORXGHU7KH4XLHW2Q2IIRSWLRQDOORZVWRHQWHUDQLJKWPRGH
E\UHPRYLQJVRPHEDVVHV7KLVZD\\RXZRQɋWGLVWXUESHRSOHDURXQG\RXLI\RXɋUH
XVLQJVSHDNHUVWRSOD\\RXUPHGLD
1DKLPLF
ڝ9RLFHVLWERRVWVRUUHPRYHVWKHVSHHFKLQPRYLHVYLGHRJDPHVDQGLQFRPLQJ
FRPPXQLFDWLRQIURPWRG%
ڝ%DVVLQFUHDVHVRUGHFUHDVHVWKHHQHUJ\LQORZIUHTXHQFLHVIURPWR
G%
ڝ7UHEOHLQFUHDVHVRUGHFUHDVHVWKHHQHUJ\LQKLJKIUHTXHQFLHVIURPWR
G%
ʈ5HVHW%XWWRQUHVWRUHVWKHFXUUHQWSURILOHWRLWVGHIDXOWYDOXHV
ʈ7U\%XWWRQODXQFKHVDQDXGLRVDPSOHWKDWDOORZVWRWHVWDXGLRVHWWLQJV
0LFURSKRQH7DE
)URPWKLVWDE\RXFDQDFFHVVDOORI1DKLPLFɋVPLFURSKRQHHIIHFWVDQGVHWWLQJV
0LFURSKRQH
3URILOHV
0LFURSKRQH
(IIHFWV
5HVHW%XWWRQ
7U\%XWWRQ
2Q2II%XWWRQ
'HYLFHGLVSOD\9ROXPH
ʈ'HYLFHGLVSOD\DQGYROXPHGLVSOD\VWKHW\SHRIUHFRUGLQJGHYLFHFXUUHQWO\EHLQJ
XVHGDVLQSXWDVZHOODVLWVFXUUHQWYROXPH
ڝ0XWHPXWHVWKHFXUUHQWPLFGHYLFH
ʈ0LFSURILOHVDOORZV\RXWRFKRRVHEHWZHHQIDFWRU\PLFSURILOHVWRILW\RXU
H[SHULHQFH&KDWRU&RQIHUHQFH$OOSURILOHVFDQEHPRGLILHGDV\RXZLVK
ʈ2Q2IIEXWWRQDOORZV\RXWRWXUQRQDQGRIIDOO1DKLPLFɋVPLFURSKRQHHIIHFWVLQ
RQHFOLFN
ʈ0LFURSKRQH(IIHFWVDOORZV\RXWRVHSDUDWHO\FRQWURODQ\RIWKHPLFURSKRQH
HIIHFWV
ڝ6WDWLF1RLVH6XSSUHVVLRQLWUHPRYHVWKHVWDWLFQRLVHVOLNHWKHRQHVFRPLQJ
IURP\RXUFRPSXWHUIDQV
ڝ(FKR&DQFHOODWLRQLPSURYHVWKHYRLFHTXDOLW\E\FDQFHOOLQJWKHHFKR
ڝ/DWHUDO6RXQG&DQFHOODWLRQLWRQO\UHFRUGVWKHVRXQGFRPLQJIURPWKHIURQWRI
\RXUPLFURSKRQH
ڝ9RLFH6WDELOL]HU/HYHOVWKHYROXPHRI\RXUYRLFHLQRUGHUWRDYRLGDQ\VDWXUDWLRQ
DQGPDLQWDLQVDFRQVWDQWDQGFOHDUFRPPXQLFDWLRQ
ʈ5HVHW%XWWRQUHVWRUHVWKHFXUUHQWSURILOHWRLWVGHIDXOWYDOXHV
ʈ7U\%XWWRQ7XUQVWKHPLFURSKRQHORRSEDFN2Q2II
1DKLPLF
6RXQG7UDFNHU7DE
7KH6RXQG7UDFNHULVDQ)36RULHQWHGIHDWXUHWKDWSURYLGHVDYLVXDOLQGLFDWLRQ
ORFDOL]LQJWKHVRXUFHVRIWKHVRXQGVZKLOHLQDJDPH7KHVHDUHUHSUHVHQWHGE\
G\QDPLFVHJPHQWVSRLQWLQJWKHGLUHFWLRQRIWKHVRXQGVWKHPRUHRSDTXHWKH\DUH
WKHVWURQJHUWKHVRXQGVDUH7KDQNVWRWKLVIHDWXUHSOD\HUVDUHDEOHWRSLFNXSDQ
DSSURDFKLQJWKUHDWPRUHGHILQLWLYHO\DQGHDVLO\WKHUHE\EHLQJHYHQPRUHG\QDPLF
7KH6RXQG7UDFNHUFDSWXUHVWKHDQGVRXQGVWUHDPVSURFHVVHGE\\RXUDXGLR
V\VWHPDQGLVGLVSOD\HGLQWKHDSSOLFDWLRQVDQGJDPHVXVLQJ'LUHFW;FDQG
6RXQG7UDFNHU
(IIHFWV
6RXQG7UDFNHU
&RPSDWLEOH
JDPHV
7U\%XWWRQ2Q2II%XWWRQ
ʈ212))%XWWRQDOORZV\RXWRHQDEOHGLVDEOHWKH6RXQG7UDFNHUE\VZLWFKLQJWKLV
RSWLRQ212))
ʈ7U\%XWWRQODXQFKDDXGLRVDPSOHDOORZLQJ\RXWRSUHYLHZKRZWKHUDGDUZLOO
UHDFWLQ\RXUJDPH
ʈ6RXQG7UDFNHU(IIHFWV
ڝ6L]HDOORZV\RXWRDGMXVWWKHVFDOHRIWKH6RXQG7UDFNHUPDNLQJLWORRNELJJHU
RUVPDOOHU
ڝ7UDQVSDUHQF\DOORZV\RXWRDGMXVWWKHWUDQVSDUHQF\RIWKH6RXQG7UDFNHU
PDNLQJLWORRNPRUHRUOHVVGLVFUHWH
ڝ&RORUFOLFNWKHFRORUHGFLUFOHWRRSHQWKHFRORUHGLWLRQZLQGRZ<RXFDQDSSO\
WKHFRORU\RXZDQWWRWKHG\QDPLFVHJPHQWV
ʈ&RPSDWLEOHJDPHVFOLFNLQJWKLVOLQNRSHQVWKHRIILFLDO1DKLPLFZHEVLWHDQGOHDGV
WRWKHOLVWRIFRPSDWLEOHJDPHVDEOHWRGLVSOD\WKH6RXQG7UDFNHU
6HWWLQJV7DE
,QWKLVVHFWLRQLWDOORZV\RXWRVHOHFWWKHODQJXDJHRI1DKLPLFɋV8,
8(),%,26
8(),%,26
06,8(),%,26LVFRPSDWLEOHZLWK8(),8QLILHG([WHQVLEOH)LUPZDUH,QWHUIDFH
DUFKLWHFWXUH8(),KDVPDQ\QHZIXQFWLRQVDQGDGYDQWDJHVWKDWWUDGLWLRQDO%,26
FDQQRWDFKLHYHDQGLWZLOOFRPSOHWHO\UHSODFH%,26LQWKHIXWXUH7KH06,8(),
%,26XVHV8(),DVWKHGHIDXOWERRWPRGHWRWDNHIXOODGYDQWDJHRIWKHQHZFKLSVHWɋV
FDSDELOLWLHV
۪
,PSRUWDQW
7KHWHUP%,26LQWKLVXVHUJXLGHUHIHUVWR8(),%,26XQOHVVRWKHUZLVHQRWHG
8(),DGYDQWDJHV
ʈ)DVWERRWLQJ8(),FDQGLUHFWO\ERRWWKHRSHUDWLQJV\VWHPDQGVDYHWKH%,26VHOI
WHVWSURFHVV$QGDOVRHOLPLQDWHVWKHWLPHWRVZLWFKWR&60PRGHGXULQJ3267
ʈ6XSSRUWVIRUKDUGGULYHSDUWLWLRQVODUJHUWKDQ7%
ʈ6XSSRUWVPRUHWKDQSULPDU\SDUWLWLRQVZLWKD*8,'3DUWLWLRQ7DEOH*37
ʈ6XSSRUWVXQOLPLWHGQXPEHURISDUWLWLRQV
ʈ6XSSRUWVIXOOFDSDELOLWLHVRIQHZGHYLFHVQHZGHYLFHVPD\QRWSURYLGHEDFNZDUG
FRPSDWLELOLW\
ʈ6XSSRUWVVHFXUHVWDUWXS8(),FDQFKHFNWKHYDOLGLW\RIWKHRSHUDWLQJV\VWHPWR
HQVXUHWKDWQRPDOZDUHWDPSHUVZLWKWKHVWDUWXSSURFHVV
,QFRPSDWLEOH8(),FDVHV
ʈELW:LQGRZVRSHUDWLQJV\VWHPWKLVPRWKHUERDUGVXSSRUWVRQO\:LQGRZV
:LQGRZVELWRSHUDWLQJV\VWHP
ʈ2OGHUJUDSKLFVFDUGWKHV\VWHPZLOOGHWHFW\RXUJUDSKLFVFDUG:KHQGLVSOD\D
ZDUQLQJPHVVDJH7KHUHLVQR*23*UDSKLFV2XWSXWSURWRFROVXSSRUWGHWHFWHGLQ
WKLVJUDSKLFVFDUG
۪
,PSRUWDQW
:HUHFRPPHQGWKDW\RXWRUHSODFHZLWKD*238(),FRPSDWLEOHJUDSKLFVFDUGRU
XVLQJLQWHJUDWHGJUDSKLFVIURP&38IRUKDYLQJQRUPDOIXQFWLRQ
+RZWRFKHFNWKH%,26PRGH"
3RZHURQ\RXUFRPSXWHU
3UHVV'HOHWHNH\ZKHQWKH3UHVV'(/NH\WRHQWHU6HWXS0HQX)WRHQWHU
%RRW0HQXPHVVDJHDSSHDUVRQWKHVFUHHQGXULQJWKHERRWSURFHVV
$IWHUHQWHULQJWKH%,26\RXFDQFKHFNWKH%,260RGHDWWKHWRSRIWKHVFUHHQ
%,260RGH8(),
8(),%,26
%,266HWXS
7KHGHIDXOWVHWWLQJVRIIHUWKHRSWLPDOSHUIRUPDQFHIRUV\VWHPVWDELOLW\LQQRUPDO
FRQGLWLRQV<RXVKRXOGDOZD\VNHHSWKHGHIDXOWVHWWLQJVWRDYRLGSRVVLEOHV\VWHP
GDPDJHRUIDLOXUHERRWLQJXQOHVV\RXDUHIDPLOLDUZLWK%,26
۪
,PSRUWDQW
ʈ
%,26LWHPVDUHFRQWLQXRXVO\XSGDWHIRUEHWWHUV\VWHPSHUIRUPDQFH7KHUHIRUHWKH
GHVFULSWLRQPD\EHVOLJKWO\GLIIHUHQWIURPWKHODWHVW%,26DQGVKRXOGEHIRUUHIHUHQFH
RQO\<RXFRXOGDOVRUHIHUWRWKH+(/3LQIRUPDWLRQSDQHOIRU%,26LWHPGHVFULSWLRQ
ʈ
7KH%,26VFUHHQVRSWLRQVDQGVHWWLQJVZLOOYDU\GHSHQGLQJRQ\RXUV\VWHP
(QWHULQJ%,266HWXS
3UHVV'HOHWHNH\ZKHQWKH3UHVV'(/NH\WRHQWHU6HWXS0HQX)WRHQWHU%RRW
0HQXPHVVDJHDSSHDUVRQWKHVFUHHQGXULQJWKHERRWSURFHVV
)XQFWLRQNH\
) *HQHUDO+HOSOLVW
) $GG5HPRYHDIDYRULWHLWHP
) (QWHU)DYRULWHVPHQX
) (QWHU&386SHFLILFDWLRQVPHQX
) (QWHU0HPRU\=PHQX
) /RDGRSWLPL]HGGHIDXOWV
) 6ZLWFKEHWZHHQ$GYDQFHGPRGHDQG(=PRGH
) /RDG2YHUFORFNLQJ3URILOH
) 6DYH2YHUFORFNLQJ3URILOH
) 6DYH&KDQJHDQG5HVHW
) 7DNHDVFUHHQVKRWDQGVDYHLWWR86%IODVKGULYH)$7)$7IRUPDWRQO\
&WUO)(QWHU6HDUFKSDJH
:KHQ\RXSUHVV)DFRQILUPDWLRQZLQGRZDSSHDUVDQGLWSURYLGHVWKHPRGLILFDWLRQ
LQIRUPDWLRQ6HOHFWEHWZHHQ<HVRU1RWRFRQILUP\RXUFKRLFH
%,268VHU*XLGH
,I\RXɋGOLNHWRNQRZPRUHLQVWUXFWLRQVRQVHWWLQJXSWKH%,26SOHDVH
UHIHUWR
KWWSGRZQORDGPVLFRPPDQXDOPE,QWHO%,26SGI
RUVFDQWKH45FRGHWRDFFHVV
8(),%,26
5HVHWWLQJ%,26
<RXPLJKWQHHGWRUHVWRUHWKHGHIDXOW%,26VHWWLQJWRVROYHFHUWDLQSUREOHPV7KHUH
DUHVHYHUDOZD\VWRUHVHW%,26
ʈ*RWR%,26DQGSUHVV)WRORDGRSWLPL]HGGHIDXOWV
ʈ6KRUWWKH&OHDU&026MXPSHURQWKHPRWKHUERDUG
ʈ3UHVVWKH&OHDU&026EXWWRQRQWKHUHDU,2SDQHO
۪
,PSRUWDQW
%HVXUHWKHFRPSXWHULVRIIEHIRUHFOHDULQJ&026GDWD3OHDVHUHIHUWRWKH&OHDU
&026MXPSHUEXWWRQVHFWLRQIRUUHVHWWLQJ%,26
8SGDWLQJ%,26
8SGDWLQJ%,26ZLWK0)/$6+
%HIRUHXSGDWLQJ
3OHDVHGRZQORDGWKHODWHVW%,26ILOHWKDWPDWFKHV\RXUPRWKHUERDUGPRGHOIURP06,
ZHEVLWH$QGWKHQVDYHWKH%,26ILOHLQWRWKH86%IODVKGULYH
8SGDWLQJ%,26
6ZLWFKWRWKHWDUJHW%,26520E\0XOWL%,26VZLWFK3OHDVHVNLSWKLVVWHSLI\RXU
PRWKHUERDUGGRHVQ'WKDVWKLVVZLWFK
,QVHUWWKH86%IODVKGULYHWKDWFRQWDLQVWKHXSGDWHILOHLQWRWKH86%SRUW
3OHDVHUHIHUWKHIROORZLQJPHWKRGVWRHQWHUIODVKPRGH
ڝ5HERRWDQGSUHVV&WUO)NH\GXULQJ3267DQGFOLFNRQ<HVWRUHERRWWKH
V\VWHP
3UHVV&WUO)!WRDFWLYDWH0)ODVKIRU%,26XSGDWH
ڝ5HERRWDQGSUHVV'HONH\GXULQJ3267WRHQWHU%,26&OLFNWKH0)/$6+EXWWRQ
DQGFOLFNRQ<HVWRUHERRWWKHV\VWHP
6HOHFWD%,26ILOHWRSHUIRUPWKH%,26XSGDWHSURFHVV
:KHQSURPSWHGFOLFNRQ<HVWRVWDUWUHFRYHULQJ%,26
$IWHUWKHIODVKLQJSURFHVVLVFRPSOHWHGWKHV\VWHPZLOOUHERRW
DXWRPDWLFDOO\
8(),%,26
8SGDWLQJWKH%,26ZLWK06,&HQWHU
%HIRUHXSGDWLQJ
ʈ0DNHVXUHWKH/$1GULYHULVDOUHDG\LQVWDOOHGDQGWKHLQWHUQHWFRQQHFWLRQLVVHW
SURSHUO\
ʈ3OHDVHFORVHDOORWKHUDSSOLFDWLRQVRIWZDUHEHIRUHXSGDWLQJWKH%,26
7RXSGDWH%,26
,QVWDOODQGODXQFK06,&HQWHUDQGJRWR6XSSRUWSDJH
6HOHFW/LYH8SGDWHDQGFOLFNRQ$GYDQFHEXWWRQ
6HOHFWWKH%,26ILOHDQGFOLFNRQ,QVWDOOEXWWRQ
7KHLQVWDOODWLRQUHPLQGHUZLOODSSHDUWKHQFOLFNWKH,QVWDOOEXWWRQRQLW
7KHV\VWHPZLOODXWRPDWLFDOO\UHVWDUWWRXSGDWH%,26
$IWHUWKHIODVKLQJSURFHVVLVFRPSOHWHGWKHV\VWHPZLOOUHVWDUW
DXWRPDWLFDOO\
5$,'&RQILJXUDWLRQ
7KHLQWURGXFWLRQRI5$,'OHYHOVDQGW\SHVDUHDVEHORZ
5$,' EUHDNVWKHGDWDLQWREORFNVZKLFKDUHZULWWHQWRVHSDUDWHKDUGGULYHV
6SUHDGLQJWKHKDUGGULYH,2ORDGDFURVVLQGHSHQGHQWFKDQQHOVJUHDWO\
LPSURYHV,2SHUIRUPDQFH
5$,' SURYLGHVGDWDUHGXQGDQF\E\PLUURULQJGDWDEHWZHHQWKHKDUGGULYHVDQG
SURYLGHVHQKDQFHGUHDGSHUIRUPDQFH
5$,' SURYLGHVGDWDVWULSLQJDWWKHE\WHOHYHODQGDOVRVWULSHHUURUFRUUHFWLRQ
LQIRUPDWLRQ7KLVUHVXOWVLQH[FHOOHQWSHUIRUPDQFHDQGJRRGIDXOWWROHUDQFH
5$,' XVHVIRXUKDUGGULYHVWRFUHDWHDFRPELQDWLRQRI5$,'DQGE\IRUPLQJD
5$,'DUUD\IURPWZR5$,'DUUD\V
5$,'OHYHOFRPSDULVRQ
5$,' 5$,' 5$,' 5$,'
0LQLPXPGULYHV
'DWDSURWHFWLRQ 1RQH ([FHOOHQW ([FHOOHQW ([FHOOHQW
5HDGSHUIRUPDQFH ([FHOOHQW 2. *RRG 2.
:ULWHSHUIRUPDQFH ([FHOOHQW *RRG 2. *RRG
&DSDFLW\XWLOL]DWLRQ aQ
۪
,PSRUWDQW
$OOWKHLQIRUPDWLRQYROXPHVSLFWXUHVOLVWHGLQ\RXUV\VWHPPLJKWGLIIHUIURPWKH
LOOXVWUDWLRQVLQWKLVDSSHQGL[
,QWHO5$,'8VHU*XLGH
,I\RXɋGOLNHWRNQRZPRUHLQVWUXFWLRQVRQKRZWRVHWXS,QWHO5$,'
SOHDVHUHIHUWR
KWWSGRZQORDGPVLFRPPDQXDOPE,QWHO5$,'SGI
RUVFDQWKH45FRGHWRDFFHVV
5$,'&RQILJXUDWLRQ
,QWHOp2SWDQHɬ0HPRU\&RQILJXUDWLRQ
,QWHOp2SWDQHɬPHPRU\LVDWHFKQRORJ\ZKLFKDOORZVWKHV\VWHPWRDFFHVVWKHGDWD
PRUHTXLFNO\,WHQDEOHVWKHFRPSXWHUWRVWRUHFRPPRQO\XVHGGDWDDQGSURJUDPV
DQGNHHSVWKHPHYHQDIWHUSRZHULQJRIIWKHFRPSXWHU%HIRUH\RXVWDUWWRLQVWDOO
,QWHOp2SWDQHɬPHPRU\SOHDVHQRWHWKDWLWUHTXLUHV:LQGRZV:LQGRZVELW
RSHUDWLQJV\VWHP
,QWHOp2SWDQHɬ0HPRU\8VHU*XLGH
,I\RXɋGOLNHWRNQRZPRUHLQVWUXFWLRQVRQKRZWRHQDEOHRUUHPRYH
,QWHOp2SWDQHɬ0HPRU\SOHDVHUHIHUWR
KWWSGRZQORDGPVLFRPPDQXDOPE2SWDQHSGI
RUVFDQWKH45FRGHWRDFFHVV
۪
:$51,1*
$IWHU\RXHQDEOH,QWHOp2SWDQHɬPHPRU\SOHDVHQRWHWKHIROORZLQJWRSUHYHQWGDPDJH
WR\RXURSHUDWLQJV\VWHP
ʈ
'2127UHYHUWEDFNWRROGHUYHUVLRQRIWKH%,26
ʈ
'2127UHPRYHWKH,QWHOp2SWDQHɬPHPRU\PRGXOH
ʈ
'2127UHSODFHWKH&38WKDWLVQRWVXSSRUWHGE\,QWHOp2SWDQHɬ0HPRU\
,QWHOp2SWDQHɬ0HPRU\&RQILJXUDWLRQ
7URXEOHVKRRWLQJ
%HIRUHVHQGLQJWKHPRWKHUERDUGIRU50$
UHSDLUWU\WRJRRYHUWURXEOHVKRRWLQJ
JXLGHILUVWWRVHHLI\RXUJRWVLPLODU
V\PSWRPVDVPHQWLRQHGEHORZ
7KHSRZHULVQRWRQ
ʈ&RQQHFWWKH$&SRZHUFRUGWRDQ
HOHFWULFDORXWOHWVHFXUHO\
ʈ&KHFNLIDOO$7;SRZHUFRQQHFWRUV
OLNH$7;B3:5&38B3:5DUH
FRQQHFWHGIURPWKHSRZHUVXSSO\WRWKH
PRWKHUERDUG"
ʈ6RPHSRZHUVXSSO\XQLWVKDYHDSRZHU
EXWWRQRQWKHUHDUVLGHPDNHVXUHWKH
EXWWRQLVWXUQHGRQ
ʈ&KHFNLIWKHSRZHUVZLWFKFDEOHLV
FRQQHFWHGWR-)3SLQKHDGHUSURSHUO\
ʈ9HULI\WKH&OHDU&026MXPSHU-%$7LV
VHWWR.HHS'$7$
ʈ7HVWZLWKDQRWKHUNQRZQZRUNLQJ
SRZHUVXSSO\RIHTXDORUJUHDWHU
ZDWWDJH
7KHSRZHULVRQEXWQRVLJQDOWR
PRQLWRU
ʈ&RQQHFWWKHPRQLWRUSRZHUFRUGWRD
HOHFWULFDORXWOHWVHFXUHO\
ʈ0DNHVXUHWKHPRQLWRULVWXUQHGRQ
ʈ6HOHFWGLIIHUHQWLQSXWVRQWKHPRQLWRU
ʈ,IORQJEHHSVDUHKHDUGUHPRYHDOO
PHPRU\PRGXOHVDQGWU\WRLQVWDOORQO\
RQHPHPRU\PRGXOHLQWKH',00$VORW
ILUVWDQGWKHQUHVWDUWWKHFRPSXWHU
ʈ,IORQJVKRUWEHHSVDUHKHDUG
UHPRYHDQGUHLQVWDOOWKHJUDSKLFVFDUG
DQGWKHQUHVWDUWWKHFRPSXWHU
ʈ7HVWZLWKDQRWKHUNQRZQZRUNLQJ
JUDSKLFVFDUG
7KHFRPSXWHUGRHVQRWERRWDIWHU
XSGDWLQJWKH%,26
ʈ&OHDUWKH&026
ʈ8VHWKHVHFRQGDU\%,26WRERRWXSWKH
V\VWHP2QO\IRUPRWKHUERDUGZLWK'XDO
%,26
/RVW%,26SDVVZRUG
ʈ&OHDUWKH&026EXWWKDWZLOOFDXVH
\RXWRORVHDOOFXVWRPL]HGVHWWLQJVLQWKH
%,26
7KHUHLVQRDXGLR
ʈ$GMXVWWKHYROXPH
ʈ&RQQHFWWKHVSHDNHUVKHDGSKRQHVWR
DXGLRSRUWVRQWKHPRWKHUERDUGUHDU,2
SDQHO
ʈ5HPRYHVHFRQGDU\VSHDNHUV
KHDGSKRQHV+'0,FDEOHV86%DXGLR
GHYLFHV
ʈ7HVWZLWKDQRWKHUNQRZQZRUNLQJ
VSHDNHURUKHDGSKRQH
7KHUHLVQRQHWZRUN
ʈ0DNHVXUHWKHQHWZRUNFKLSVHWGULYHU
KDVEHHQLQVWDOOHG
ʈ9HULI\LIWKHQHWZRUNFDEOHLVSURSHUO\
FRQQHFWHGDQGPDNHVXUHWKH/$1SRUW
/('VDUHSURSHUO\LOOXPLQDWHG
ʈ9HULI\\RXU7&3,3VHWWLQJV
ʈ5HVWDUWRUUHVHW\RXUURXWHU
ʈ7HVWZLWKDQRWKHUNQRZQZRUNLQJ/$1
FDEOH
7KH86%GHYLFHLVQRWZRUNLQJ
ʈ0DNHVXUH\RXU86%GULYHGULYHUKDV
EHHQLQVWDOOHG
ʈ9HULI\LI86%GHYLFHLVOLVWHGLQ
:LQGRZVp'HYLFH0DQDJHU
ʈ&RQQHFWWKH86%GHYLFHWRRWKHU86%
SRUWRQWKHPRWKHUERDUGUHDU,2SDQHO
7URXEOHVKRRWLQJ
L
5HJXODWRU\1RWLFHV
5HJXODWRU\1RWLFHV
)&&&RPSOLDQFH6WDWHPHQW
1RWH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWR
FRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFH
SXUVXDQWWRSDUWRIWKH)&&5XOHV7KHVHOLPLWVDUH
GHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVW
KDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLV
HTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLR
IUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQ
DFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXO
LQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUH
LVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQD
SDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVH
KDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQ
ZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQW
RIIDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKH
LQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
y5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
y,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQW
DQGUHFHLYHU
y&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLW
GLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULV
FRQQHFWHG
y&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79
WHFKQLFLDQIRUKHOS
&DXWLRQ&KDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\
DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRUFRPSOLDQFHFRXOG
YRLGWKHXVHUɋVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW
7HVWHGWRFRPSO\ZLWK)&&VWDQGDUGV
)25+20(252)),&(86(
7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&5XOHV
2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV
7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFH
DQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFH
UHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVH
XQGHVLUHGRSHUDWLRQ
&(&RQIRUPLW\
3URGXFWVEHDULQJWKH&(PDUNLQJFRPSO\
ZLWKRQHRUPRUHRIWKHIROORZLQJ(8
'LUHFWLYHVDVPD\EHDSSOLFDEOH
5('(8/RZ9ROWDJH'LUHFWLYH(8
(0&'LUHFWLYH(85R+6'LUHFWLYH(8
&RPSOLDQFHZLWKWKHVHGLUHFWLYHVLVDVVHVVHGXVLQJ
DSSOLFDEOH(XURSHDQ+DUPRQL]HG6WDQGDUGV
7KHSRLQWRIFRQWDFWIRUUHJXODWRU\PDWWHUVLV06,
06,1/(LQGKRYHQ(56RQ
.&헉ퟮ콭
켒흍퐱퐡탵펕헅쟽펕
홭죖좥헉쭅쌭
죹쇉죖'
홭훁뾕픥뾕
홭훁헡쩠홭훁뮾멑06,흢뮾
ߟ࠙ߩ%䠘㞤䬱郲醶纫
ޅޠ醶纫ޡߟ࠙ߩ䠘㞤䬱郲醶纫ޙދޅ ޠ 醶 纫 ޡ㻾 䑰
櫊㠲ޙ⤭毀ދޅޚ߄滤渻ޚމޘݶްދݾޅޠ醶纫ݾ࠙
ߨߚ߶ࠜࠃߨࠗࠣわ⧏墨ޝ鷟䳽މޘ⤭毀އޚわ ⧏
ꧾ㻶߄䔻ݿ駴ޅދޅޚݾݴްދろ镥克勈ޝ䘡ޕޘ婾
މݶろݶ߄މޘ⛷އݶ
9&&,%
&7LFN&RPSOLDQFH
%DWWHU\,QIRUPDWLRQ
(XURSHDQ8QLRQ
%DWWHULHVEDWWHU\SDFNVDQG
DFFXPXODWRUVVKRXOGQRWEHGLVSRVHGRIDV
XQVRUWHGKRXVHKROGZDVWH3OHDVHXVHWKH
SXEOLFFROOHFWLRQV\VWHPWRUHWXUQUHF\FOH
RUWUHDWWKHPLQFRPSOLDQFHZLWKWKHORFDO
UHJXODWLRQV
7DLZDQ
䓞ꪹ展閡㖓俓
)RUEHWWHUHQYLURQPHQWDOSURWHFWLRQ
ZDVWHEDWWHULHVVKRXOGEHFROOHFWHG
VHSDUDWHO\IRUUHF\FOLQJRUVSHFLDO
GLVSRVDO
&DOLIRUQLD86$
7KHEXWWRQFHOOEDWWHU\PD\FRQWDLQ
SHUFKORUDWHPDWHULDODQGUHTXLUHVVSHFLDO
KDQGOLQJZKHQUHF\FOHGRUGLVSRVHGRILQ
&DOLIRUQLD
)RUIXUWKHULQIRUPDWLRQSOHDVHYLVLW
KWWSZZZGWVFFDJRYKD]DUGRXVZDVWHSHUFKORUDWH
&$87,217KHUHLVDULVNRIH[SORVLRQLIEDWWHU\LV
LQFRUUHFWO\UHSODFHG
5HSODFHRQO\ZLWKWKHVDPHRUHTXLYDOHQWW\SH
UHFRPPHQGHGE\WKHPDQXIDFWXUHU
&KHPLFDO6XEVWDQFHV,QIRUPDWLRQ
,QFRPSOLDQFHZLWKFKHPLFDOVXEVWDQFHVUHJXODWLRQV
VXFKDVWKH(85($&+5HJXODWLRQ5HJXODWLRQ(&
1RRIWKH(XURSHDQ3DUOLDPHQWDQGWKH
&RXQFLO06,SURYLGHVWKHLQIRUPDWLRQRIFKHPLFDO
VXEVWDQFHVLQSURGXFWVDW
KWWSVVWRUDJHDVVHWPVLFRPKWPOSRSXSFVU
HYPWSUWWBSFPKWPO
(QYLURQPHQWDO3ROLF\
y7KHSURGXFWKDVEHHQGHVLJQHGWR
HQDEOHSURSHUUHXVHRISDUWVDQG
UHF\FOLQJDQGVKRXOGQRWEHWKURZQ
DZD\DWLWVHQGRIOLIH
y8VHUVVKRXOGFRQWDFWWKHORFDO
DXWKRUL]HGSRLQWRIFROOHFWLRQ
IRUUHF\FOLQJDQGGLVSRVLQJRIWKHLUHQGRIOLIH
SURGXFWV
y9LVLWWKH06,ZHEVLWHDQGORFDWHDQHDUE\GLVWULEXWRU
IRUIXUWKHUUHF\FOLQJLQIRUPDWLRQ
y8VHUVPD\DOVRUHDFKXVDWJSFRQWGHY#PVLFRPIRU
LQIRUPDWLRQUHJDUGLQJSURSHU'LVSRVDO7DNHEDFN
5HF\FOLQJDQG'LVDVVHPEO\RI06,SURGXFWV
:(((:DVWH(OHFWULFDODQG
(OHFWURQLF(TXLSPHQW6WDWHPHQW
(1*/,6+
7RSURWHFWWKHJOREDOHQYLURQPHQW
DQGDVDQHQYLURQPHQWDOLVW06,PXVW
UHPLQG\RXWKDW
8QGHUWKH(XURSHDQ8QLRQɍ(8Ɏ
'LUHFWLYHRQ:DVWH(OHFWULFDODQG
(OHFWURQLF(TXLSPHQW'LUHFWLYH
5506,'
LL 5HJXODWRU\1RWLFHV
(&ZKLFKWDNHVHIIHFWRQ$XJXVW
SURGXFWVRIɍHOHFWULFDODQGHOHFWURQLFHTXLSPHQWɎ
FDQQRWEHGLVFDUGHGDVPXQLFLSDOZDVWHVDQ\PRUHDQG
PDQXIDFWXUHUVRIFRYHUHGHOHFWURQLFHTXLSPHQWZLOO
EHREOLJDWHGWRWDNHEDFNVXFKSURGXFWVDWWKHHQGRI
WKHLUXVHIXOOLIH06,ZLOOFRPSO\ZLWKWKHSURGXFWWDNH
EDFNUHTXLUHPHQWVDWWKHHQGRIOLIHRI06,EUDQGHG
SURGXFWVWKDWDUHVROGLQWRWKH(8<RXFDQUHWXUQ
WKHVHSURGXFWVWRORFDOFROOHFWLRQSRLQWV
'(876&+
+LQZHLVYRQ06,]XU(UKDOWXQJXQG6FKXW]XQVHUHU
8PZHOW
*HP¦¡GHU5LFKWOLQLH(*¾EHU(OHNWURXQG
(OHNWURQLN$OWJHU¦WHG¾UIHQ(OHNWURXQG(OHNWURQLN
$OWJHU¦WHQLFKWPHKUDOVNRPPXQDOH$EI¦OOHHQWVRUJW
ZHUGHQ06,KDWHXURSDZHLWYHUVFKLHGHQH6DPPHO
XQG5HF\FOLQJXQWHUQHKPHQEHDXIWUDJWGLHLQGLH
(XURS¦LVFKH8QLRQLQ9HUNHKUJHEUDFKWHQ3URGXNWH
DP(QGHVHLQHV/HEHQV]\NOXV]XU¾FN]XQHKPHQ
%LWWHHQWVRUJHQ6LHGLHVHV3URGXNW]XPJHJHEHQHQ
=HLWSXQNWDXVVFKOLHVVOLFKDQHLQHUORNDOHQ
$OWJHU¦WHVDPPHOVWHOOHLQ,KUHU1¦KH
)5$1$,6
(QWDQWTXɋ«FRORJLVWHHWDILQGHSURW«JHU
OɋHQYLURQQHPHQW06,WLHQW¢UDSSHOHUFHFL
$XVXMHWGHODGLUHFWLYHHXURS«HQQH(8UHODWLYHDX[
G«FKHWVGHV«TXLSHPHQW«OHFWULTXHVHW«OHFWURQLTXHV
GLUHFWLYH(&SUHQDQWHIIHWOHDR½WTXH
OHVSURGXLWV«OHFWULTXHVHW«OHFWURQLTXHVQHSHXYHQW
¬WUHG«SRV«VGDQVOHVG«FKDUJHVRXWRXWVLPSOHPHQW
PLV¢ODSRXEHOOH/HVIDEULFDQWVGHFHV«TXLSHPHQWV
VHURQWREOLJ«VGHU«FXS«UHUFHUWDLQVSURGXLWVHQILQ
GHYLH06,SUHQGUDHQFRPSWHFHWWHH[LJHQFHUHODWLYH
DXUHWRXUGHVSURGXLWVHQILQGHYLHDXVHLQGHOD
FRPPXQDXW«HXURS«HQQH3DUFRQV«TXHQWYRXVSRXYH]
UHWRXUQHUORFDOHPHQWFHVPDW«ULHOVGDQVOHVSRLQWV
GHFROOHFWH
ǒǕǓǓnjNJNj
njǰǮDZǢǯǪȁ06,DZDzǧǦDZDzǪǯǪǮǢǧǴǢǬǴǪǤǯǽǧǦǧǫdzǴǤǪȁ
DZǰǩǢǻǪǴǧǰǬDzǵǨǢȀǻǧǫdzDzǧǦǽDZǰǿǴǰǮǵǯǢDZǰǮǪǯǢǧǮ
ǤǢǮǹǴǰ
DŽdzǰǰǴǤǧǴdzǴǤǪǪdzǦǪDzǧǬǴǪǤǰǫLJǤDzǰDZǧǫdzǬǰǥǰ
ǓǰȀǩǢLJǓDZǰDZDzǧǦǰǴǤDzǢǻǧǯǪȀǩǢǥDzȁǩǯǧǯǪȁ
ǰǬDzǵǨǢȀǻǧǫdzDzǧǦǽǪdzDZǰǭǾǩǰǤǢǯǯǽǮǿǭǧǬǴDzǪǹǧdzǬǪǮ
ǪǿǭǧǬǴDzǰǯǯǽǮǰǣǰDzǵǦǰǤǢǯǪǧǮǦǪDzǧǬǴǪǤǢ
:((((&ǤdzǴǵDZǢȀǻǧǫǤdzǪǭǵ
ǢǤǥǵdzǴǢǥǰǦǢǪǩǦǧǭǪȁǰǴǯǰdzȁǻǪǧdzȁǬ
ǿǭǧǬǴDzǪǹǧdzǬǰǮǵǪǿǭǧǬǴDzǰǯǯǰǮǵǰǣǰDzǵǦǰǤǢǯǪȀ
ǯǧǮǰǥǵǴDzǢdzdzǮǢǴDzǪǤǢǴǾdzȁǬǢǬǣǽǴǰǤǰǫǮǵdzǰDz
DZǰǿǴǰǮǵDZDzǰǪǩǤǰǦǪǴǧǭǪǤǽǺǧDZǧDzǧǹǪdzǭǧǯǯǰǥǰ
ǿǭǧǬǴDzǰǯǯǰǥǰǰǣǰDzǵǦǰǤǢǯǪȁǰǣȁǩǢǯǽDZDzǪǯǪǮǢǴǾ
ǧǥǰǦǭȁDZǧDzǧDzǢǣǰǴǬǪDZǰǰǬǰǯǹǢǯǪǪdzDzǰǬǢdzǭǵǨǣǽ
06,ǰǣȁǩǵǧǴdzȁdzǰǣǭȀǦǢǴǾǴDzǧǣǰǤǢǯǪȁDZǰDZDzǪǧǮǵ
DZDzǰǦǵǬǸǪǪDZDzǰǦǢǯǯǰǫDZǰǦǮǢDzǬǰǫ06,ǯǢǴǧDzDzǪǴǰDzǪǪ
(&ǤDZǧDzǧDzǢǣǰǴǬǵDZǰǰǬǰǯǹǢǯǪǪdzDzǰǬǢdzǭǵǨǣǽDŽǽ
ǮǰǨǧǴǧǤǧDzǯǵǴǾǿǴǪǪǩǦǧǭǪȁǤdzDZǧǸǪǢǭǪǩǪDzǰǤǢǯǯǽǧ
DZǵǯǬǴǽDZDzǪǧǮǢ
(63$2/
06,FRPRHPSUHVDFRPSURPHWLGDFRQODSURWHFFLµQ
GHOPHGLRDPELHQWHUHFRPLHQGD
%DMRODGLUHFWLYD(&GHOD8QLµQ(XURSHD
HQPDWHULDGHGHVHFKRV\RHTXLSRVHOHFWUµQLFRV
FRQIHFKDGHULJRUGHVGHHOGHDJRVWRGH
ORVSURGXFWRVFODVLILFDGRVFRPRɍHO«FWULFRV\
HTXLSRVHOHFWUµQLFRVɎQRSXHGHQVHUGHSRVLWDGRV
HQORVFRQWHQHGRUHVKDELWXDOHVGHVXPXQLFLSLRORV
IDEULFDQWHVGHHTXLSRVHOHFWUµQLFRVHVW£QREOLJDGRV
DKDFHUVHFDUJRGHGLFKRVSURGXFWRVDOWHUPLQRGH
VXSHU¯RGRGHYLGD06,HVWDU£FRPSURPHWLGRFRQORV
W«UPLQRVGHUHFRJLGDGHVXVSURGXFWRVYHQGLGRVHQ
OD8QLµQ(XURSHDDOILQDOGHVXSHULRGRGHYLGD8VWHG
GHEHGHSRVLWDUHVWRVSURGXFWRVHQHOSXQWROLPSLR
HVWDEOHFLGRSRUHOD\XQWDPLHQWRGHVXORFDOLGDGR
HQWUHJDUDXQDHPSUHVDDXWRUL]DGDSDUDODUHFRJLGDGH
HVWRVUHVLGXRV
1('(5/$1'6
2PKHWPLOLHXWHEHVFKHUPHQZLO06,XHUDDQ
KHULQQHUHQGDWɓ
'HULFKWOLMQYDQGH(XURSHVH8QLH(8PHWEHWUHNNLQJ
WRW9HUYXLOLQJYDQ(OHFWULVFKHHQ(OHFWURQLVFKH
SURGXFWHQ(&GLHRS$XJXVWXVLQ
]DOJDDQNXQQHQQLHWPHHUEHVFKRXZGZRUGHQDOV
YHUYXLOLQJ)DEULNDQWHQYDQGLWVRRUWSURGXFWHQZRUGHQ
YHUSOLFKWRPSURGXFWHQUHWRXUWHQHPHQDDQKHW
HLQGYDQKXQOHYHQVF\FOXV06,]DORYHUHHQNRPVWLJ
GHULFKWOLMQKDQGHOHQYRRUGHSURGXFWHQGLHGH
PHUNQDDP06,GUDJHQHQYHUNRFKW]LMQLQGH(8'H]H
JRHGHUHQNXQQHQJHUHWRXUQHHUGZRUGHQRSORNDOH
LQ]DPHOLQJVSXQWHQ
6536.,
'DEL]DģWLWLOLSULURGQXVUHGLQXLNDRSUHGX]HÉHNRMH
YRGLUDÏXQDRRNROLQLLSULURGQRMVUHGLQL06,PRUDGD
YDVSRGHVWLGDɓ
3R'LUHNWLYL(YURSVNHXQLMHɍ(8ɎRRGEDÏHQRM
HNHNWURQVNRMLHOHNWULÏQRMRSUHPL'LUHNWLYD
(&NRMDVWXSDQDVQDJXRG$YJXVWDSURL]YRGL
NRMLVSDGDMXSRGɍHOHNWURQVNXLHOHNWULÏQXRSUHPXɎQH
PRJXYLģHELWLRGEDÏHQLNDRRELÏDQRWSDGLSURL]YRÓDÏL
RYHRSUHPHELÉHSULQXÓHQLGDX]PXQDWUDJRYH
SURL]YRGHQDNUDMXQMLKRYRJXRELÏDMHQRJYHNDWUDMDQMD
06,ÉHSRģWRYDWL]DKWHYRSUHX]LPDQMXRYDNYLK
SURL]YRGDNRMLPDMHLVWHNDRYHNWUDMDQMDNRMLLPDMX06,
R]QDNXLNRMLVXSURGDWLX(82YHSURL]YRGHPRŀHWH
YUDWLWLQDORNDOQLPPHVWLPD]DSULNXSOMDQMH
32/6.,
$E\FKURQLÉQDV]HĝURGRZLVNRQDWXUDOQHRUD]MDNR
ILUPDGEDMÇFDRHNRORJLÛ06,SU]\SRPLQDľH
=JRGQLH]'\UHNW\ZÇ8QLL(XURSHMVNLHMɍ8(ɎGRW\F]ÇFÇ
RGSDGµZSURGXNWµZHOHNWU\F]Q\FKLHOHNWURQLF]Q\FK
'\UHNW\ZD(&NWµUDZFKRG]LZľ\FLH
VLHUSQLDW]ZɍSURGXNW\RUD]Z\SRVDľHQLH
HOHNWU\F]QHLHOHNWURQLF]QHɍQLHPRJÇE\ÉWUDNWRZDQH
MDNRĝPLHFLNRPXQDOQHWDNZLÛFSURGXFHQFLW\FK
SURGXNWµZEÛGÇ]RERZLÇ]DQLGRRGELHUDQLDLFKZ
PRPHQFLHJG\SURGXNWMHVWZ\FRI\ZDQ\]Xľ\FLD
06,Z\SHĄQLZ\PDJDQLD8(SU]\MPXMÇFSURGXNW\
VSU]HGDZDQHQDWHUHQLH8QLL(XURSHMVNLHMZ\FRI\ZDQH
]Xľ\FLD3URGXNW\06,EÛG]LHPRľQD]ZUDFDÉZ
Z\]QDF]RQ\FKSXQNWDFK]ELRUF]\FK
75.(
HYUHFL¸]HOOLáL\OHELOLQHQ06,G¾Q\DGD©HYUH\L
NRUXPDNL©LQKDWóUODWóU
$YUXSD%LUOLáL$%.DUDUQDPHVL(OHNWULNYH(OHNWURQLN
0DO]HPH$Wóáó(&.DUDUQDPHVLDOWóQGD
$áXVWRVWDULKLQGHQLWLEDUHQJH©HUOLROPDN¾]HUH
HOHNWULNOLYHHOHNWURQLNPDO]HPHOHUGLáHUDWóNODU
JLEL©¸SHDWóODPD\DFDNYHEXHOHNWRQLNFLKD]ODUóQ
¾UHWLFLOHULFLKD]ODUóQNXOODQóPV¾UHOHULELWWLNWHQVRQUD
¾U¾QOHULJHULWRSODPDNOD\¾N¾PO¾RODFDNWóU$YUXSD
%LUOLáLɋQHVDWóODQ06,PDUNDOó¾U¾QOHULQNXOODQóP
V¾UHOHULELWWLáLQGH06,¾U¾QOHULQJHULDOóQPDVóLVWHáLLOH
LġELUOLáLL©HULVLQGHRODFDNWóUU¾QOHULQL]L\HUHOWRSODPD
QRNWDODUóQDEóUDNDELOLUVLQL]
LLL
5HJXODWRU\1RWLFHV
Î(6.<
=£OHŀ¯Q£PQDRFKUDQÝŀLYRWQ¯KRSURVWěHG¯VSROHÏQRVW
06,XSR]RUĊXMH
3RGOHVPÝUQLFH(YURSVN«XQLHɍ(8ɎROLNYLGDFL
HOHNWULFN¿FKDHOHNWURQLFN¿FKY¿URENı
(&SODWQ«RGVUSQDMH]DN£]£QROLNYLGRYDW
ɍHOHNWULFN«DHOHNWURQLFN«Y¿UREN\ɎYEÝŀQ«P
NRPXQ£OQ¯PRGSDGXDY¿UREFLHOHNWURQLFN¿FK
Y¿URENıQDNWHU«VHWDWRVPÝUQLFHY]WDKXMHEXGRX
SRYLQQLRGHE¯UDWWDNRY«Y¿UREN\]SÝWSRVNRQÏHQ¯
MHMLFKŀLYRWQRVWL6SROHÏQRVW06,VSOQ¯SRŀDGDYN\QD
RGHE¯U£Q¯Y¿URENı]QDÏN\06,SURG£YDQ¿FKY]HP¯FK
(8SRVNRQÏHQ¯MHMLFKŀLYRWQRVWL7\WRY¿UREN\PıŀHWH
RGHY]GDWYP¯VWQ¯FKVEÝUQ£FK
0$*<$5
$QQDN«UGHN«EHQKRJ\N¸UQ\H]HW¾QNHWPHJY«GM¾N
LOOHWYHN¸UQ\H]HWY«GēN«QWIHOO«SYHD]06,HPO«NH]WHWL
QWKRJ\
$](XUµSDL8QLµɏ(8ɎDXJXV]WXV£QKDW£O\ED
O«SēD]HOHNWURPRV«VHOHNWURQLNXVEHUHQGH]«VHN
KXOODG«NDLUµOV]µOµ(.LU£Q\HOYHV]HULQW
D]HOHNWURPRV«VHOHNWURQLNXVEHUHQGH]«VHN
W¸EE«QHPNH]HOKHWēHNODNRVV£JLKXOODG«NN«QW
«VD]LO\HQHOHNWURQLNXVEHUHQGH]«VHNJ\£UWµL
N¸WHOHVV«Y£OQDND]LO\HQWHUP«NHNYLVV]DY«WHO«UH
D]RNKDV]QRV«OHWWDUWDPDY«J«Q$]06,EHWDUWMDD
WHUP«NYLVV]DY«WHOOHONDSFVRODWRVN¸YHWHOP«Q\HNHW
D]06,P£UNDQ«YDODWWD](8QEHO¾O«UW«NHV¯WHWW
WHUP«NHNHVHW«EHQD]RN«OHWWDUWDP£QDNY«J«Q$]
LO\HQWHUP«NHNHWDOHJN¸]HOHEELJ\ijMWēKHO\UHYLKHWL
,7$/,$12
3HUSURWHJJHUHOɋDPELHQWH06,GDVHPSUHDPLFDGHOOD
QDWXUDWLULFRUGDFKHɓ
,QEDVHDOOD'LUHWWLYDGHOOɋ8QLRQH(XURSHD(8VXOOR
6PDOWLPHQWRGHL0DWHULDOL(OHWWULFLHG(OHWWURQLFL
'LUHWWLYD(&LQYLJRUHGDO$JRVWR
SURGRWWLDSSDUWHQHQWLDOODFDWHJRULDGHL0DWHULDOL
(OHWWULFLHG(OHWWURQLFLQRQSRVVRQRSL»HVVHUHHOLPLQDWL
FRPHULILXWLPXQLFLSDOLLSURGXWWRULGLGHWWLPDWHULDOL
VDUDQQRREEOLJDWLDULWLUDUHRJQLSURGRWWRDOODILQH
GHOVXRFLFORGLYLWD06,VLDGHJXHU¢DWDOH'LUHWWLYD
ULWLUDQGRWXWWLLSURGRWWLPDUFKLDWL06,FKHVRQRVWDWL
YHQGXWLDOOɋLQWHUQRGHOOɋ8QLRQH(XURSHDDOODILQHGHO
ORURFLFORGLYLWDSRVVLELOHSRUWDUHLSURGRWWLQHOSL»
YLFLQRSXQWRGLUDFFROWD
儋匨-,6&卡餹㻕鐍
儋匨䌫団鍍哗-,6&ޝ䐆勥儋⡆ꥱޝ风
㣳އ朹㻄ꈂޠꪹ寤ݼޥꪹ㸬墨㒿ޝޖݶޘ鈥 麧
習ޝㄒ勧朢餹ޠ鄐犝ݾ缒⻤⠳ރްދ
KWWSVVWRUDJHDVVHWPVLFRPKWPOSRSXSFVU
FHPPBMSKWPO
,QGLD5R+6
7KLVSURGXFWFRPSOLHVZLWKWKHɍ,QGLD(ZDVWH
0DQDJHPHQWDQG+DQGOLQJ5XOHɎDQGSURKLELWV
XVHRIOHDGPHUFXU\KH[DYDOHQWFKURPLXP
SRO\EURPLQDWHGELSKHQ\OVRUSRO\EURPLQDWHGGLSKHQ\O
HWKHUVLQFRQFHQWUDWLRQVH[FHHGLQJZHLJKWDQG
ZHLJKWIRUFDGPLXPH[FHSWIRUWKHH[HPSWLRQV
VHWLQ6FKHGXOHRIWKH5XOH
7¾UNL\H(((\¸QHWPHOLáL
7¾UNL\H&XPKXUL\HWL(((<¸QHWPHOLáLQH8\JXQGXU
ǕǬDzǢȉǯǢǰǣǮǧǨǧǯǯȁǯǢǯǢȁǤǯȈdzǴǾ
ǯǧǣǧǩDZǧǹǯǪǷDzǧǹǰǤǪǯ
ǐǣǭǢǦǯǢǯǯȁǤȈǦDZǰǤȈǦǢȆǤǪǮǰǥǢǮǔǧǷǯȈǹǯǰǥǰ
DzǧǥǭǢǮǧǯǴǵǻǰǦǰǰǣǮǧǨǧǯǯȁǤǪǬǰDzǪdzǴǢǯǯȁ
ǦǧȁǬǪǷǯǧǣǧǩDZǧǹǯǪǷDzǧǹǰǤǪǯǤǧǭǧǬǴDzǪǹǯǰǮǵǴǢ
ǧǭǧǬǴDzǰǯǯǰǮǵǰǣǭǢǦǯǢǯȈǩǢǴǤǧDzǦǨǧǯǰǥǰDZǰdzǴǢǯǰǤǰȀ
njǢǣȈǯǧǴǵǎȈǯȈdzǴDzȈǤǕǬDzǢȉǯǪǤȈǦǥDzǵǦǯȁɫ
9LҨW1DP5R+6
.ҤWӎQJ¢\W҆WF҄F£FV҄QSKҊPGRF¶QJ
W\06,V҄Q[X҆WWX¤QWKӈ7K¶QJWӊVҲ77%&7
TX\ÓҬQKW҂PWKҾLYҢJLҼLK҂QK¢POӊӄQJFKRSK«SFӈD
PҺWVҲKµDFK҆WÓҺFK҂LFµWURQJF£FV҄QSKҊPÓLҨQ
ÓLҨQWӐɎ
:LUHOHVV5DGLR8VH
7KLVGHYLFHLVUHVWULFWHGWRLQGRRUXVHZKHQRSHUDWLQJ
LQWKH*+]*+]*+]IUHTXHQF\EDQG
&HWDSSDUHLOGRLW¬WUHXWLOLV«¢OɋLQW«ULHXU
셊즅콱콵첕샥픅퓺흢확턱멑샶쾂헅헙햝
ޅޠ鈥ㇺޡㅳ崝倫䎕㜙*+]*+]*+]ޙ⻞⣵މޘ
ݶޚݿޡ䀎Ⲿޝݼݶޘޠޱ⤭毀ザ臎ޙދ
1&&撅簄鑧⬗雭ㅊ肮克
䌫⣵관棪*+]*+]*+]铭관嬲ꥶ傷㻗Ⲍ⤭毀
筧㚚䔰锥隱ベ哗❖⣟⺉棪㾜관ꪹ墨ꮏ 筧 鑭 ザⲚ ッ㋅
趮䩷⤭毀習㘶⛹䘧仵菋霹勂관棪⺋㥓⺉棪䩷霹勂〵鑧
鐜❖朹䜐ま⺉臎
⣟⺉棪㾜관ꪹ墨❖⤭毀⛹䘧䗪겣귶葘㺡ま䐄佣ベ崄麕
⧏筧渱榐勧䐄佣榐顐军䧳疫⿳⪥毀✞俙㌨菞撅䐄佣军
傳䘧絕絸⤭毀ⷼ겭ベ崄麕⧏䯻⥟ꪹ⧏崄鍍㻄⣵団❖撅
簄ꪹ麕⧏⣟⺉棪㾜관ꪹ墨결䚁わベ崄麕⧏䩷䌫団玳㹻
まꆷ淁毀ꪹ崝鳙㾜䜐ꪹ墨鑧⬗❖䐄佣
3URGXFWVZLWKUDGLRIXQFWLRQDOLW\(0)
7KLVSURGXFWLQFRUSRUDWHVDUDGLRWUDQVPLWWLQJ
DQGUHFHLYLQJGHYLFH)RUFRPSXWHUVLQQRUPDO
XVHDVHSDUDWLRQGLVWDQFHRIFPHQVXUHVWKDW
UDGLRIUHTXHQF\H[SRVXUHOHYHOVFRPSO\ZLWK(8
UHTXLUHPHQWV3URGXFWVGHVLJQHGWREHRSHUDWHG
DWFORVHUSUR[LPLWLHVVXFKDVWDEOHWFRPSXWHUV
FRPSO\ZLWKDSSOLFDEOH(8UHTXLUHPHQWVLQW\SLFDO
RSHUDWLQJSRVLWLRQV3URGXFWVFDQEHRSHUDWHGZLWKRXW
PDLQWDLQLQJDVHSDUDWLRQGLVWDQFHXQOHVVRWKHUZLVH
LQGLFDWHGLQLQVWUXFWLRQVVSHFLILFWRWKHSURGXFW
5HVWULFWLRQVIRUSURGXFWVZLWKUDGLRIXQFWLRQDOLW\
&$87,21,((([ZLUHOHVV/$1ZLWKɇ
*+]IUHTXHQF\EDQGLVUHVWULFWHGIRULQGRRUXVH
RQO\LQDOO(XURSHDQ8QLRQPHPEHUVWDWHV()7$
,FHODQG1RUZD\/LHFKWHQVWHLQDQGPRVWRWKHU
(XURSHDQFRXQWULHVHJ6ZLW]HUODQG
7XUNH\5HSXEOLFRI6HUELD8VLQJWKLV
:/$1DSSOLFDWLRQRXWGRRUVPLJKWOHDG
WRLQWHUIHUHQFHLVVXHVZLWKH[LVWLQJUDGLR
VHUYLFHV
5DGLRIUHTXHQF\EDQGVDQGPD[LPXPSRZHUOHYHOV
)HDWXUHV:L)L(%7
)UHTXHQF\5DQJH
a0+] a0+]5/$1
a0+]5/$1 a0+]5/$1
a0+]5/$1 a0+]
0D[3RZHU/HYHO
*+]G%P*+]G%P*+]G%P
LY 5HJXODWRU\1RWLFHV
06'✽厥⟤ㇺ✨勧㻶朢馛渻ム珩まㄒꈃ
ꁋ⡠ム珩
勧㻶朢馛
Ꞑ
3E
屒
+J
ꠔ
&G
Ⲝ⡢ꞷ
&U9,
㤸怇聯蘉
3%%
㤸怇➶蘉ꆑ
3%'(
ⷛ毒骢厥緉⡠ ٦ ڭ ڭ ڭ ڭ ڭ
毒展 ٦ڭڭ ڭ ڭ ڭ
㤮ꁋ⧏ヂ鷹䳽㥥 ٦ ڭ ڭ ڭ ڭ ڭ
緄卡 ٦ڭڭ ڭ ڭ ڭ
匨鄐哗⥟䲛6-7渻鎡㻄縛ⷙ
ڭ鄐犝鞭勧㻶朢馛㘋鞭ꁋ⡠䫁勧㘶馛卡偵✨渻ㄒꈃ㘶㘋*%7鎡㻄渻ꥶꈃ錷尣⡆⛷
٦鄐犝鞭勧㻶朢馛菞㾴㘋鞭ꁋ⡠渻吨⛪㘶馛卡偵✨渻ㄒꈃ騇ⶃ*%7鎡㻄渻ꥶꈃ錷尣⣑䫁勧ꁋ⡠ꁭ癛ベ
娐滈5R+6錷尣
ⷛ毒骢厥緉⡠⼮䯐ⷛ毒骢厥まⲩ厯䩰渻ꪮꁋ⡠
毒展匨⣧⛶㧹勧椣⧆⤭毀匐ꥶ呾鞎⡆匨⣧呾鞎✼✽
ړ⛶鸧勧孯勧㻶朢馛䩷ⱎ窊廥⿃⢗⥟㚚ヂ❖ꁋ⡠䌷䔙翟勧䫁㡡ⴼ
ړ⟤ㇺꁋ⡠匨⣧⛶㧹勧椣⧆⤭毀匐ꥶ呾鞎⡆匨⣧呾鞎✼✽
ꥶ毀朢餹ㄒ勧䠘峦堩犝肮克勈
鑧⬖ミ瑙ꪸ芣✽墧厦 㚚趮㚚䔰06'
㍵ⱎ
ꥶ毀朢餹まⲩ⽎㹻癛趮
ꌏ
3E
屒
+J
ꕻ
&G
Ⲝ⯉ꍋ
&U
㤸怇肥蘉
3%%
㤸怇➶蘉ꆑ
3%'(
ꪹ骢厥 ڭ ڭ ڭ ڭ ڭ ڭ
ꪹ㸬ⱎ⡠ ׳ ڭ ڭ ڭ ڭ ڭ
ꈇ䁅墨垖⡠ ׳ ڭ ڭ ڭ ڭ ڭ
㟙茦墨垖⡠ ڭ ڭ ڭ ڭ ڭ ڭ
⬗翏ɍ騇ⶃZWɎまɍ騇ⶃZWɎ⦝䯻ꥶ毀朢餹❖渳孵ㄒꈃ騇ⶃ渳孵ㄒꈃ㝊忎⩬
⬗翏ɍڭɎ⦝䯻铭겭ꥶ毀朢餹❖渳孵ㄒꈃ匥騇ⶃ渳孵ㄒꈃ㝊忎⩬
⬗翏ɍ׳Ɏ⦝䯻铭겭ꥶ毀朢餹揃䳙ꦔ겭滤
&RS\ULJKW
0LFUR6WDU,QWɋO&R/WG
&RS\ULJKWk$OOULJKWVUHVHUYHG
7KH06,ORJRXVHGLVDUHJLVWHUHGWUDGHPDUNRI
0LFUR6WDU,QWɋO&R/WG$OORWKHUPDUNVDQGQDPHV
PHQWLRQHGPD\EHWUDGHPDUNVRIWKHLUUHVSHFWLYH
RZQHUV1RZDUUDQW\DVWRDFFXUDF\RUFRPSOHWHQHVVLV
H[SUHVVHGRULPSOLHG06,UHVHUYHVWKHULJKWWRPDNH
FKDQJHVWRWKLVGRFXPHQWZLWKRXWSULRUQRWLFH
5HYLVLRQ+LVWRU\
9HUVLRQ)LUVWUHOHDVH
7HFKQLFDO6XSSRUW
,IDSUREOHPDULVHVZLWK\RXUV\VWHPDQGQRVROXWLRQ
FDQEHREWDLQHGIURPWKHXVHUJXLGHSOHDVH
FRQWDFW\RXUSODFHRISXUFKDVHRUORFDOGLVWULEXWRU
$OWHUQDWLYHO\SOHDVHWU\WKHIROORZLQJKHOSUHVRXUFHV
IRUIXUWKHUJXLGDQFH
y9LVLWWKH06,ZHEVLWHIRUWHFKQLFDOJXLGH%,26
XSGDWHVGULYHUXSGDWHVDQGRWKHULQIRUPDWLRQ
KWWSZZZPVLFRP
y5HJLVWHU\RXUSURGXFWDWKWWSUHJLVWHUPVLFRP